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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 27 Institutional holders with a total value of $42,031,512.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 120,455 9,386,000 22.33%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 108,368 8,453,000 20.11%
3 ENVESTNET ASSET MANAGEMENT INC 100,092 7,799,000 18.56%
4 AMERIPRISE FINANCIAL INC 85,763 6,663,000 15.85%
5 LPL Financial LLC 40,177 3,088,000 7.35%
6 MORGAN STANLEY 21,819 1,700,000 4.04%
7 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 15,899 1,239,000 2.95%
8 VALLEY NATIONAL ADVISERS INC 7,677 598,000 1.42%
9 MSI Financial Services Inc 6,590 514,000 1.22%
10 BANK OF AMERICA CORP /DE/ 4,742 369,000 0.88%
11 Commonwealth Equity Services, Inc 4,082 318,000 0.76%
12 COURIER CAPITAL LLC 3,612 281,000 0.67%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,331 260,000 0.62%
14 Capital Analysts, LLC 3,292 256,512 0.61%
15 Cetera Advisors LLC 3,222 252,000 0.60%
16 ADVISOR GROUP, INC. 3,216 250,000 0.59%
17 ROYAL BANK OF CANADA 2,500 195,000 0.46%
18 AXA S.A. 2,010 157,000 0.37%
19 Creative Planning 993 77,000 0.18%
20 JPMORGAN CHASE & CO 887 69,000 0.16%
21 IFP ADVISORS, INC 463 36,000 0.09%
22 WELLS FARGO & COMPANY/MN 411 32,000 0.08%
23 Orion Porfolio Solutions, LLC 293 23,000 0.05%
24 MANUFACTURERS LIFE INSURANCE COMPANY, THE 124 10,000 0.02%
25 PNC FINANCIAL SERVICES GROUP, INC. 78 6,000 0.01%
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6 0 0.00%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.