Dark
Light
System
Security
SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 26 Institutional holders with a total value of $37,436,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 116,091 8,909,000 23.80%
2 LPL Financial LLC 80,734 6,062,000 16.19%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 71,876 5,516,000 14.73%
4 ENVESTNET ASSET MANAGEMENT INC 64,840 4,976,000 13.29%
5 AMERIPRISE FINANCIAL INC 61,634 4,701,000 12.56%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,883 1,833,000 4.90%
7 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 17,618 1,352,000 3.61%
8 MORGAN STANLEY 15,729 1,207,000 3.22%
9 VALLEY NATIONAL ADVISERS INC 7,466 573,000 1.53%
10 MSI Financial Services Inc 5,335 409,000 1.09%
11 Commonwealth Equity Services, Inc 3,806 292,000 0.78%
12 First Allied Advisory Services, Inc. 3,348 259,000 0.69%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,164 243,000 0.65%
14 COURIER CAPITAL LLC 2,819 216,000 0.58%
15 Cetera Advisors LLC 2,700 207,000 0.55%
16 AXA S.A. 2,550 196,000 0.52%
17 ROYAL BANK OF CANADA 2,500 192,000 0.51%
18 AMERICAN INTERNATIONAL GROUP, INC. 1,136 87,000 0.23%
19 JPMORGAN CHASE & CO 887 68,000 0.18%
20 BANK OF AMERICA CORP /DE/ 546 42,000 0.11%
21 IFP ADVISORS, INC 463 36,000 0.10%
22 WELLS FARGO & COMPANY/MN 411 32,000 0.09%
23 Orion Porfolio Solutions, LLC 287 22,000 0.06%
24 PNC FINANCIAL SERVICES GROUP, INC. 78 6,000 0.02%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.