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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 21 Institutional holders with a total value of $13,976,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 46,060 3,400,000 24.33%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 27,814 1,996,000 14.28%
3 ENVESTNET ASSET MANAGEMENT INC 27,600 1,981,000 14.17%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,754 1,705,000 12.20%
5 MORGAN STANLEY 12,781 917,000 6.56%
6 CITADEL ADVISORS LLC 11,039 792,000 5.67%
7 JANE STREET GROUP, LLC 9,863 708,000 5.07%
8 VALLEY NATIONAL ADVISERS INC 7,421 533,000 3.81%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,290 451,000 3.23%
10 Commonwealth Equity Services, Inc 4,885 351,000 2.51%
11 SG Americas Securities, LLC 3,676 264,000 1.89%
12 ROYAL BANK OF CANADA 3,396 243,000 1.74%
13 AMERIPRISE FINANCIAL INC 3,266 231,000 1.65%
14 AXA S.A. 2,350 169,000 1.21%
15 MSI Financial Services Inc 2,319 166,000 1.19%
16 WELLS FARGO & COMPANY/MN 411 29,000 0.21%
17 AMERICAN INTERNATIONAL GROUP, INC. 300 22,000 0.16%
18 NEXT Financial Group, Inc 135 9,000 0.06%
19 BANK OF AMERICA CORP /DE/ 100 7,000 0.05%
20 Tower Research Capital LLC (TRC) 27 2,000 0.01%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.