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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 13 Institutional holders with a total value of $6,960,386.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 42,222 3,119,000 44.81%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,154 1,045,000 15.01%
3 SG Americas Securities, LLC 9,707 717,000 10.30%
4 BANK OF AMERICA CORP /DE/ 7,932 586,000 8.42%
5 ROYAL BANK OF CANADA 4,831 357,000 5.13%
6 AXA S.A. 3,920 290,000 4.17%
7 MORGAN STANLEY 3,908 288,000 4.14%
8 First Heartland Consultants, Inc. 3,218 238,000 3.42%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,909 141,000 2.03%
10 AMERIPRISE FINANCIAL INC 1,356 100,000 1.44%
11 MSI Financial Services Inc 495 37,000 0.53%
12 Partnervest Advisory Services LLC 470 35,000 0.50%
13 AMERICAN INTERNATIONAL GROUP, INC. 100 7,386 0.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.