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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 23 Institutional holders with a total value of $22,951,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 109,711 8,000,000 34.86%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 46,609 3,480,000 15.16%
3 ENVESTNET ASSET MANAGEMENT INC 44,892 3,352,000 14.61%
4 AMERIPRISE FINANCIAL INC 28,726 2,144,000 9.34%
5 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 18,309 1,368,000 5.96%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,990 1,343,000 5.85%
7 MORGAN STANLEY 12,923 965,000 4.20%
8 VALLEY NATIONAL ADVISERS INC 7,938 593,000 2.58%
9 Commonwealth Equity Services, Inc 4,306 322,000 1.40%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,164 236,000 1.03%
11 COURIER CAPITAL LLC 2,819 210,000 0.91%
12 Cetera Advisors LLC 2,700 201,000 0.88%
13 MSI Financial Services Inc 2,630 196,000 0.85%
14 ROYAL BANK OF CANADA 2,500 187,000 0.81%
15 AXA S.A. 2,350 175,000 0.76%
16 JPMORGAN CHASE & CO 887 66,000 0.29%
17 WELLS FARGO & COMPANY/MN 411 31,000 0.14%
18 BANK OF AMERICA CORP /DE/ 314 23,000 0.10%
19 AMERICAN INTERNATIONAL GROUP, INC. 300 22,000 0.10%
20 UBS Group AG 200 15,000 0.07%
21 IFP ADVISORS, INC 200 15,000 0.07%
22 Tower Research Capital LLC (TRC) 100 7,000 0.03%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.