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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 12 Institutional holders with a total value of $4,650,226.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 29,680 2,145,000 46.13%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,720 1,208,000 25.98%
3 MORGAN STANLEY 3,627 262,000 5.63%
4 First Heartland Consultants, Inc. 3,368 243,000 5.23%
5 AXA S.A. 3,190 231,000 4.97%
6 ROYAL BANK OF CANADA 3,179 230,000 4.95%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,909 138,000 2.97%
8 AMERIPRISE FINANCIAL INC 1,356 98,000 2.11%
9 MSI Financial Services Inc 546 39,000 0.84%
10 BANK OF AMERICA CORP /DE/ 352 25,000 0.54%
11 Partnervest Advisory Services LLC 330 24,000 0.52%
12 AMERICAN INTERNATIONAL GROUP, INC. 100 7,226 0.16%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.