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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 22 Institutional holders with a total value of $15,969,199.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SG Americas Securities, LLC 48,072 3,941,000 24.68%
2 Tradewinds Capital Management, LLC 25,841 2,119,000 13.27%
3 LPL Financial LLC 23,621 1,937,000 12.13%
4 AXA S.A. 23,094 1,893,000 11.85%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,529 1,601,000 10.03%
6 MORGAN STANLEY 17,181 1,408,000 8.82%
7 WELLS FARGO & COMPANY/MN 9,830 806,000 5.05%
8 UBS AG 6,268 514,000 3.22%
9 Carnick & Kubik, LLC 3,782 455,000 2.85%
10 CITIGROUP INC 4,774 391,000 2.45%
11 Freedom Investment Management, Inc. 4,221 346,000 2.17%
12 HighTower Advisors, LLC 2,685 220,000 1.38%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 842 69,000 0.43%
14 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 838 69,000 0.43%
15 BANK OF AMERICA CORP /DE/ 569 47,000 0.29%
16 AMERIPRISE FINANCIAL INC 499 41,000 0.26%
17 NEW ENGLAND SECURITIES CORP /MA/ 488 40,000 0.25%
18 M&T BANK CORP 460 38,000 0.24%
19 Winfield Associates, Inc. 200 16,000 0.10%
20 AMERICAN INTERNATIONAL GROUP, INC. 100 8,199 0.05%
21 Avior Wealth Management, LLC 74 6,000 0.04%
22 MSI Financial Services Inc 51 4,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.