Dark
Light
System
Security
SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 65 Institutional holders with a total value of $167,221,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Financial Management Professionals, Inc. 494,400 46,144,000 27.59%
2 RAYMOND JAMES & ASSOCIATES 228,494 21,469,000 12.84%
3 KRILOGY FINANCIAL LLC 137,156 12,887,000 7.71%
4 ADVISOR GROUP, INC. 115,708 10,872,000 6.50%
5 ADVANTAGE INVESTMENT MANAGEMENT, LLC 100,248 9,419,000 5.63%
6 ENVESTNET ASSET MANAGEMENT INC 60,060 5,644,000 3.38%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 49,364 4,638,000 2.77%
8 MORGAN STANLEY 49,332 4,636,000 2.77%
9 ROYAL BANK OF CANADA 43,203 4,059,000 2.43%
10 FAS Wealth Partners, Inc. 40,905 3,843,000 2.30%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,765 3,079,000 1.84%
12 MCADAM, LLC 30,860 2,900,000 1.73%
13 Tradewinds Capital Management, LLC 29,316 2,755,000 1.65%
14 STIFEL FINANCIAL CORP 28,259 2,660,000 1.59%
15 Janney Montgomery Scott LLC 26,742 2,513,000 1.50%
16 SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP 23,191 2,179,000 1.30%
17 AXA S.A. 23,094 2,170,000 1.30%
18 CARNICK & KUBIK GROUP, LLC 22,179 2,084,000 1.25%
19 UBS Group AG 20,875 1,961,000 1.17%
20 GHP Investment Advisors, Inc. 19,516 1,834,000 1.10%
21 LPL Financial LLC 18,933 1,794,000 1.07%
22 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 16,301 1,532,000 0.92%
23 ASSET DEDICATION, LLC 15,920 1,495,000 0.89%
24 Commonwealth Equity Services, Inc 14,419 1,355,000 0.81%
25 VOYA FINANCIAL ADVISORS, INC. 11,320 1,071,000 0.64%
26 Courage Miller Partners, LLC 10,394 977,000 0.58%
27 PINNACLE FAMILY ADVISORS, LLC 9,078 852,000 0.51%
28 Cetera Advisors LLC 9,019 852,000 0.51%
29 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 8,741 821,000 0.49%
30 Raymond James Financial Services Advisors, Inc. 8,478 797,000 0.48%
31 BANK OF AMERICA CORP /DE/ 8,057 757,000 0.45%
32 INTEGRATED WEALTH MANAGEMENT 7,783 731,000 0.44%
33 COLONY GROUP LLC 5,918 556,000 0.33%
34 Freedom Investment Management, Inc. 5,114 480,000 0.29%
35 OPES ADVISORS INC 5,090 478,000 0.29%
36 PNC FINANCIAL SERVICES GROUP, INC. 5,003 470,000 0.28%
37 WELLS FARGO & COMPANY/MN 4,853 456,000 0.27%
38 Burt Wealth Advisors 4,804 451,000 0.27%
39 Pure Financial Advisors, LLC 4,146 390,000 0.23%
40 ALLEGIS INVESTMENT ADVISORS, LLC 3,925 369,000 0.22%
41 ALESCO ADVISORS LLC 3,674 345,000 0.21%
42 Private Advisor Group, LLC 3,347 316,000 0.19%
43 CORRADO ADVISORS, LLC 3,317 312,000 0.19%
44 HBK Sorce Advisory LLC 3,279 308,000 0.18%
45 ARBOR WEALTH MANAGEMENT, LLC 2,742 267,000 0.16%
46 IFP ADVISORS, INC 2,808 264,000 0.16%
47 BRONFMAN E.L. ROTHSCHILD, L.P. 2,399 225,000 0.13%
48 NEXT Financial Group, Inc 1,575 148,000 0.09%
49 MSI Financial Services Inc 1,488 140,000 0.08%
50 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,076 101,000 0.06%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.