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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 26 Institutional holders with a total value of $22,212,042.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SG Americas Securities, LLC 35,730 3,083,000 13.88%
2 JANE STREET GROUP, LLC 31,145 2,687,000 12.10%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,794 2,660,000 11.98%
4 Tradewinds Capital Management, LLC 28,872 2,491,000 11.21%
5 LPL Financial LLC 27,929 2,410,000 10.85%
6 ProVise Management Group, LLC 27,482 2,371,000 10.67%
7 AXA S.A. 23,094 1,993,000 8.97%
8 MORGAN STANLEY 17,597 1,519,000 6.84%
9 WELLS FARGO & COMPANY/MN 9,822 848,000 3.82%
10 UBS AG 6,457 557,000 2.51%
11 CITIGROUP INC 4,774 412,000 1.85%
12 Freedom Investment Management, Inc. 4,508 389,000 1.75%
13 HighTower Advisors, LLC 2,696 233,000 1.05%
14 BANK OF AMERICA CORP /DE/ 1,542 133,000 0.60%
15 B. Riley Wealth Advisors, Inc. 1,187 102,414 0.46%
16 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 832 72,000 0.32%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 766 66,000 0.30%
18 AMERIPRISE FINANCIAL INC 499 43,000 0.19%
19 M&T BANK CORP 460 40,000 0.18%
20 ROYAL BANK OF CANADA 336 29,000 0.13%
21 NEW ENGLAND SECURITIES CORP /MA/ 283 24,000 0.11%
22 Winfield Associates, Inc. 200 17,000 0.08%
23 KANALY TRUST CO 164 14,000 0.06%
24 AMERICAN INTERNATIONAL GROUP, INC. 100 8,628 0.04%
25 Avior Wealth Management, LLC 74 6,000 0.03%
26 MSI Financial Services Inc 51 4,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.