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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 41 Institutional holders with a total value of $26,370,872.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 50,718 4,362,000 16.54%
2 HRT FINANCIAL LP 36,542 3,142,000 11.91%
3 Tradewinds Capital Management, LLC 30,461 2,620,000 9.94%
4 AXA S.A. 23,094 1,986,000 7.53%
5 LPL Financial LLC 21,939 1,867,000 7.08%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,985 1,719,000 6.52%
7 Burt Wealth Advisors 16,505 1,419,000 5.38%
8 UBS Group AG 16,119 1,386,000 5.26%
9 Courage Miller Partners, LLC 15,716 1,352,000 5.13%
10 MORGAN STANLEY 14,474 1,245,000 4.72%
11 VOYA FINANCIAL ADVISORS, INC. 8,966 770,000 2.92%
12 WELLS FARGO & COMPANY/MN 6,752 580,000 2.20%
13 AMERIPRISE FINANCIAL INC 6,488 558,000 2.12%
14 CITIGROUP INC 5,674 488,000 1.85%
15 PNC FINANCIAL SERVICES GROUP, INC. 5,235 450,000 1.71%
16 Freedom Investment Management, Inc. 4,969 427,000 1.62%
17 B. Riley Wealth Advisors, Inc. 3,570 308,000 1.17%
18 Carnegie Investment Counsel 3,174 273,000 1.04%
19 HighTower Advisors, LLC 2,805 241,000 0.91%
20 SHARKEY, HOWES & JAVER 2,727 235,000 0.89%
21 ROYAL BANK OF CANADA 2,503 215,000 0.82%
22 NEXT Financial Group, Inc 1,300 111,000 0.42%
23 MANAGED ACCOUNT ADVISORS LLC 1,023 88,000 0.33%
24 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 968 83,000 0.31%
25 Simplicity Solutions, LLC 840 72,240 0.27%
26 Manchester Capital Management LLC 700 60,000 0.23%
27 AMERICAN INTERNATIONAL GROUP, INC. 612 52,632 0.20%
28 MSI Financial Services Inc 524 45,000 0.17%
29 Sandy Spring Bank 471 41,000 0.16%
30 INTEGRATED WEALTH MANAGEMENT 450 39,000 0.15%
31 Ironwood Financial, llc 355 31,000 0.12%
32 BANK OF MONTREAL /CAN/ 331 28,000 0.11%
33 WFG Advisors, LP 252 22,000 0.08%
34 Winfield Associates, Inc. 200 17,000 0.06%
35 KANALY TRUST CO 164 14,000 0.05%
36 Tower Research Capital LLC (TRC) 136 12,000 0.05%
37 Avior Wealth Management, LLC 78 7,000 0.03%
38 BANK OF AMERICA CORP /DE/ 42 4,000 0.02%
39 Vantage Investment Advisors, LLC 6 1,000 0.00%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%
41 Financial Management Professionals, Inc. 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.