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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 39 Institutional holders with a total value of $20,303,484.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 30,705 2,661,000 13.11%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,292 2,636,000 12.98%
3 Tradewinds Capital Management, LLC 24,835 2,163,000 10.65%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,019 2,092,000 10.30%
5 AXA S.A. 23,094 2,012,000 9.91%
6 Courage Miller Partners, LLC 15,021 1,308,000 6.44%
7 UBS Group AG 15,005 1,307,000 6.44%
8 MORGAN STANLEY 13,382 1,166,000 5.74%
9 VOYA FINANCIAL ADVISORS, INC. 8,032 703,000 3.46%
10 WELLS FARGO & COMPANY/MN 6,752 588,000 2.90%
11 AMERIPRISE FINANCIAL INC 5,951 518,000 2.55%
12 CITIGROUP INC 5,674 494,000 2.43%
13 PNC FINANCIAL SERVICES GROUP, INC. 5,116 446,000 2.20%
14 Freedom Investment Management, Inc. 4,646 405,000 1.99%
15 B. Riley Wealth Advisors, Inc. 3,720 324,000 1.60%
16 Carnegie Investment Counsel 3,512 310,000 1.53%
17 HighTower Advisors, LLC 2,792 243,000 1.20%
18 SHARKEY, HOWES & JAVER 1,790 156,000 0.77%
19 MANAGED ACCOUNT ADVISORS LLC 1,023 89,000 0.44%
20 Simplicity Solutions, LLC 840 73,172 0.36%
21 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 814 71,000 0.35%
22 Manchester Capital Management LLC 700 60,000 0.30%
23 INTEGRATED WEALTH MANAGEMENT 680 59,000 0.29%
24 Financial Management Professionals, Inc. 633 55,000 0.27%
25 AMERICAN INTERNATIONAL GROUP, INC. 612 53,312 0.26%
26 NEXT Financial Group, Inc 500 43,000 0.21%
27 ROYAL BANK OF CANADA 493 43,000 0.21%
28 Sandy Spring Bank 471 41,000 0.20%
29 MSI Financial Services Inc 423 37,000 0.18%
30 BANK OF MONTREAL /CAN/ 331 29,000 0.14%
31 BANK OF AMERICA CORP /DE/ 253 22,000 0.11%
32 WFG Advisors, LP 251 22,000 0.11%
33 Ironwood Financial, llc 240 21,000 0.10%
34 Winfield Associates, Inc. 200 17,000 0.08%
35 Burt Wealth Advisors 13,925 14,000 0.07%
36 KANALY TRUST CO 164 14,000 0.07%
37 Avior Wealth Management, LLC 77 7,000 0.03%
38 Vantage Investment Advisors, LLC 12 1,000 0.00%
39 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.