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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 43 Institutional holders with a total value of $49,361,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 149,783 11,481,000 23.26%
2 KRILOGY FINANCIAL LLC 100,188 7,679,000 15.56%
3 STRINGER ASSET MANAGEMENT, LLC 100,149 7,676,000 15.55%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 51,437 3,943,000 7.99%
5 MORGAN STANLEY 33,028 2,532,000 5.13%
6 LPL Financial LLC 25,121 1,986,000 4.02%
7 AXA S.A. 23,094 1,770,000 3.59%
8 CITADEL ADVISORS LLC 20,529 1,574,000 3.19%
9 Burt Wealth Advisors 18,405 1,410,000 2.86%
10 UBS Group AG 13,745 1,054,000 2.14%
11 VOYA FINANCIAL ADVISORS, INC. 10,987 829,000 1.68%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,637 815,000 1.65%
13 Courage Miller Partners, LLC 9,473 726,000 1.47%
14 Tradewinds Capital Management, LLC 8,408 644,000 1.30%
15 WELLS FARGO & COMPANY/MN 8,006 613,000 1.24%
16 JANE STREET GROUP, LLC 7,488 574,000 1.16%
17 AMERIPRISE FINANCIAL INC 6,465 496,000 1.00%
18 ENVESTNET ASSET MANAGEMENT INC 6,241 478,000 0.97%
19 PNC FINANCIAL SERVICES GROUP, INC. 4,979 382,000 0.77%
20 ROYAL BANK OF CANADA 4,902 375,000 0.76%
21 Freedom Investment Management, Inc. 9,070 371,000 0.75%
22 CITIGROUP INC 4,674 358,000 0.73%
23 B. Riley Wealth Advisors, Inc. 3,970 305,000 0.62%
24 Janney Montgomery Scott LLC 3,876 297,000 0.60%
25 Carnegie Investment Counsel 2,679 215,000 0.44%
26 SHARKEY, HOWES & JAVER 2,064 164,000 0.33%
27 NEXT Financial Group, Inc 1,870 143,000 0.29%
28 BANK OF AMERICA CORP /DE/ 1,199 91,000 0.18%
29 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 968 74,000 0.15%
30 Manchester Capital Management LLC 700 54,000 0.11%
31 AMERICAN INTERNATIONAL GROUP, INC. 612 47,000 0.10%
32 Sandy Spring Bank 471 36,000 0.07%
33 MSI Financial Services Inc 425 33,000 0.07%
34 INTEGRATED WEALTH MANAGEMENT 350 27,000 0.05%
35 BANK OF MONTREAL /CAN/ 331 25,000 0.05%
36 Ironwood Financial, llc 295 23,000 0.05%
37 WFG Advisors, LP 253 19,000 0.04%
38 Winfield Associates, Inc. 200 15,000 0.03%
39 KANALY TRUST CO 164 13,000 0.03%
40 Avior Wealth Management, LLC 78 6,000 0.01%
41 Creative Planning 60 5,000 0.01%
42 Vantage Investment Advisors, LLC 36 3,000 0.01%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.