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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 56 Institutional holders with a total value of $63,513,824.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 144,596 10,989,000 17.30%
2 KRILOGY FINANCIAL LLC 119,838 9,108,000 14.34%
3 STRINGER ASSET MANAGEMENT, LLC 104,431 7,937,000 12.50%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 81,119 6,165,000 9.71%
5 LPL Financial LLC 40,637 3,057,000 4.81%
6 MORGAN STANLEY 34,450 2,618,000 4.12%
7 COLONY GROUP LLC 33,812 2,570,000 4.05%
8 ENVESTNET ASSET MANAGEMENT INC 31,088 2,363,000 3.72%
9 SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP 28,862 2,194,000 3.45%
10 AXA S.A. 23,094 1,755,000 2.76%
11 Burt Wealth Advisors 19,840 1,507,000 2.37%
12 ASSET DEDICATION, LLC 16,971 1,290,000 2.03%
13 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 15,942 1,212,000 1.91%
14 UBS Group AG 13,242 1,006,000 1.58%
15 VOYA FINANCIAL ADVISORS, INC. 10,987 846,000 1.33%
16 Tradewinds Capital Management, LLC 9,561 727,000 1.14%
17 Courage Miller Partners, LLC 9,536 725,000 1.14%
18 WELLS FARGO & COMPANY/MN 7,852 596,000 0.94%
19 FAS Wealth Partners, Inc. 6,781 515,000 0.81%
20 AMERIPRISE FINANCIAL INC 6,617 503,000 0.79%
21 HBK Sorce Advisory LLC 6,086 463,000 0.73%
22 GHP Investment Advisors, Inc. 6,007 457,000 0.72%
23 ROYAL BANK OF CANADA 5,590 425,000 0.67%
24 Commonwealth Equity Services, Inc 5,519 419,000 0.66%
25 Freedom Investment Management, Inc. 5,367 408,000 0.64%
26 PNC FINANCIAL SERVICES GROUP, INC. 5,200 395,000 0.62%
27 Janney Montgomery Scott LLC 4,726 359,000 0.57%
28 CITIGROUP INC 4,674 356,000 0.56%
29 B. Riley Wealth Advisors, Inc. 3,771 287,000 0.45%
30 JANE STREET GROUP, LLC 3,343 254,000 0.40%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,222 245,000 0.39%
32 ARBOR WEALTH MANAGEMENT, LLC 3,425 236,000 0.37%
33 ALLIANCE WEALTH MANAGEMENT GROUP 2,825 215,000 0.34%
34 BANK OF AMERICA CORP /DE/ 2,687 204,000 0.32%
35 BRONFMAN E.L. ROTHSCHILD, L.P. 2,187 166,000 0.26%
36 IFP ADVISORS, INC 2,187 166,000 0.26%
37 SHARKEY, HOWES & JAVER 2,166 165,000 0.26%
38 NEXT Financial Group, Inc 1,870 142,000 0.22%
39 MSI Financial Services Inc 1,333 101,000 0.16%
40 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 968 74,000 0.12%
41 Manchester Capital Management LLC 700 53,000 0.08%
42 AMERICAN INTERNATIONAL GROUP, INC. 612 47,000 0.07%
43 Parkside Financial Bank & Trust 529 40,000 0.06%
44 BANK OF MONTREAL /CAN/ 331 25,000 0.04%
45 INTEGRATED WEALTH MANAGEMENT 300 23,000 0.04%
46 Simplicity Solutions, LLC 274 20,824 0.03%
47 CAPTRUST FINANCIAL ADVISORS 264 20,000 0.03%
48 JACKSON, GRANT INVESTMENT ADVISERS, INC. 253 19,000 0.03%
49 Winfield Associates, Inc. 200 15,000 0.02%
50 KANALY TRUST CO 164 12,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.