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SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 47 Institutional holders with a total value of $51,278,452.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 66,484 7,186,000 14.01%
2 BANK OF AMERICA CORP /DE/ 49,963 5,400,000 10.53%
3 HighTower Advisors, LLC 45,986 4,971,000 9.69%
4 MORGAN STANLEY 41,685 4,506,000 8.79%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,847 4,199,000 8.19%
6 LPL Financial LLC 38,490 4,160,000 8.11%
7 Tradewinds Capital Management, LLC 27,275 2,948,000 5.75%
8 Citizens Business Bank 24,328 2,630,000 5.13%
9 UBS AG 20,678 2,235,000 4.36%
10 M Holdings Securities, Inc. 15,083 1,630,000 3.18%
11 B. Riley Wealth Advisors, Inc. 12,310 1,331,000 2.60%
12 Commonwealth Equity Services, Inc 11,243 1,215,000 2.37%
13 RAYMOND JAMES & ASSOCIATES 10,724 1,159,000 2.26%
14 KMS FINANCIAL SERVICES, INC 8,402 908,000 1.77%
15 PINNACLE FINANCIAL PARTNERS INC 6,677 721,000 1.41%
16 AMERIPRISE FINANCIAL INC 6,205 671,000 1.31%
17 Advisors Preferred, LLC 5,727 619,031 1.21%
18 COMERICA BANK 5,670 613,000 1.20%
19 Carlson Capital Management 5,633 609,000 1.19%
20 Freedom Investment Management, Inc. 4,587 496,000 0.97%
21 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 4,510 487,000 0.95%
22 Carnick & Kubik, LLC 3,574 405,000 0.79%
23 SILVERCREST ASSET MANAGEMENT GROUP LLC 2,840 307,000 0.60%
24 DENVER INVESTMENT ADVISORS LLC 2,699 292,000 0.57%
25 Cambridge Investment Research Advisors, Inc. 2,421 262,000 0.51%
26 AMERICAN INTERNATIONAL GROUP, INC. 2,399 259,308 0.51%
27 US BANCORP \DE\ 1,505 163,000 0.32%
28 Creative Planning 1,385 150,000 0.29%
29 BlackRock Institutional Trust Company, N.A. 1,111 120,000 0.23%
30 First City Capital Management, Inc. 900 97,281 0.19%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 775 84,000 0.16%
32 LifePlan Financial Group, Inc 732 79,000 0.15%
33 Capital Directions Investment Advisors, LLC 572 62,000 0.12%
34 WFG Advisors, LP 500 54,000 0.11%
35 M&T BANK CORP 380 41,000 0.08%
36 MSI Financial Services Inc 370 40,000 0.08%
37 Winslow, Evans & Crocker, Inc. 350 37,832 0.07%
38 MUFG Americas Holdings Corp 300 32,000 0.06%
39 BANK OF MONTREAL /CAN/ 225 24,000 0.05%
40 B. Riley Wealth Management, Inc. 209 23,000 0.04%
41 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 145 16,000 0.03%
42 Avior Wealth Management, LLC 122 13,000 0.03%
43 ROYAL BANK OF CANADA 100 11,000 0.02%
44 SIGNATUREFD, LLC 90 10,000 0.02%
45 ENVESTNET ASSET MANAGEMENT INC 5 1,000 0.00%
46 Vantage Investment Advisors, LLC 12 1,000 0.00%
47 Tower Research Capital LLC (TRC) 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.