Dark
Light
System
Security
SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 59 Institutional holders with a total value of $74,832,744.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 91,677 9,694,000 12.95%
2 WELLS FARGO & COMPANY/MN 57,380 6,067,000 8.11%
3 LPL Financial LLC 53,583 5,666,000 7.57%
4 HighTower Advisors, LLC 52,920 5,596,000 7.48%
5 BANK OF AMERICA CORP /DE/ 52,619 5,564,000 7.44%
6 MORGAN STANLEY 52,554 5,557,000 7.43%
7 WealthTrust-Arizona, LLC 47,313 5,003,000 6.69%
8 JANE STREET GROUP, LLC 28,621 3,026,000 4.04%
9 Bernicke Wealth Management, Ltd. 23,124 2,445,000 3.27%
10 UBS Group AG 20,234 2,140,000 2.86%
11 Citizens Business Bank 20,080 2,123,000 2.84%
12 Sequoia Financial Advisors, LLC 18,856 1,994,000 2.66%
13 Sigma Planning Corp 16,983 1,796,000 2.40%
14 Tradewinds Capital Management, LLC 14,741 1,559,000 2.08%
15 B. Riley Wealth Advisors, Inc. 13,921 1,472,000 1.97%
16 DENVER INVESTMENT ADVISORS LLC 13,591 1,437,000 1.92%
17 Commonwealth Equity Services, Inc 10,888 1,151,000 1.54%
18 RAYMOND JAMES & ASSOCIATES 10,355 1,095,000 1.46%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,394 993,000 1.33%
20 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 9,320 985,000 1.32%
21 M Holdings Securities, Inc. 9,111 963,000 1.29%
22 AMERIPRISE FINANCIAL INC 8,758 926,000 1.24%
23 ATHERTON LANE ADVISERS, LLC 8,290 877,000 1.17%
24 PINNACLE FINANCIAL PARTNERS INC 7,716 816,000 1.09%
25 ROYAL BANK OF CANADA 5,972 632,000 0.84%
26 FRONTIER INVESTMENT MGMT CO 5,950 629,000 0.84%
27 Carlson Capital Management 5,633 596,000 0.80%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,007 529,000 0.71%
29 COLONY GROUP LLC 4,677 495,000 0.66%
30 Freedom Investment Management, Inc. 4,678 495,000 0.66%
31 Cambridge Investment Research Advisors, Inc. 3,549 375,000 0.50%
32 FINANCIAL CONSULATE, INC 3,460 366,000 0.49%
33 FIRST AMERICAN TRUST, FSB 3,111 329,000 0.44%
34 SILVERCREST ASSET MANAGEMENT GROUP LLC 2,540 269,000 0.36%
35 AMERICAN INTERNATIONAL GROUP, INC. 2,492 263,504 0.35%
36 Creative Planning 1,418 150,000 0.20%
37 PNC FINANCIAL SERVICES GROUP, INC. 1,124 119,000 0.16%
38 Advisory Services Network, LLC 1,000 101,000 0.13%
39 MSI Financial Services Inc 635 67,000 0.09%
40 Capital Directions Investment Advisors, LLC 533 56,000 0.07%
41 WFG Advisors, LP 500 53,000 0.07%
42 BANK OF MONTREAL /CAN/ 496 52,000 0.07%
43 Simplicity Solutions, LLC 371 39,230 0.05%
44 Ameritas Investment Partners, Inc. 375 39,000 0.05%
45 Winslow, Evans & Crocker, Inc. 350 37,010 0.05%
46 US BANCORP \DE\ 346 37,000 0.05%
47 Hanson & Doremus Investment Management 292 31,000 0.04%
48 ENVESTNET ASSET MANAGEMENT INC 250 26,000 0.03%
49 B. Riley Wealth Management, Inc. 199 21,000 0.03%
50 Avior Wealth Management, LLC 164 17,000 0.02%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.