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SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 65 Institutional holders with a total value of $129,267,635.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TMFS HOLDINGS LLC 547,343 51,691,000 39.99%
2 LPL Financial LLC 111,529 10,881,000 8.42%
3 KRILOGY FINANCIAL LLC 77,053 7,277,000 5.63%
4 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 68,409 6,870,000 5.31%
5 WELLS FARGO & COMPANY/MN 64,762 6,116,000 4.73%
6 MORGAN STANLEY 62,879 5,939,000 4.59%
7 HighTower Advisors, LLC 59,542 5,608,000 4.34%
8 BANK OF AMERICA CORP /DE/ 55,308 5,223,000 4.04%
9 JANE STREET GROUP, LLC 42,483 4,012,000 3.10%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,401 3,249,000 2.51%
11 DENVER INVESTMENT ADVISORS LLC 20,535 1,940,000 1.50%
12 Sigma Planning Corp 17,950 1,695,000 1.31%
13 PINNACLE FINANCIAL PARTNERS INC 15,308 1,446,000 1.12%
14 Tradewinds Capital Management, LLC 15,171 1,433,000 1.11%
15 Bernicke Wealth Management, Ltd. 13,948 1,317,000 1.02%
16 B. Riley Wealth Advisors, Inc. 13,887 1,312,000 1.01%
17 UBS Group AG 12,161 1,148,000 0.89%
18 Commonwealth Equity Services, Inc 10,803 1,020,000 0.79%
19 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 10,645 1,005,000 0.78%
20 Atlas Brown,Inc. 9,829 928,000 0.72%
21 Citizens Business Bank 9,679 914,000 0.71%
22 FIRST AMERICAN TRUST, FSB 8,501 803,000 0.62%
23 ATHERTON LANE ADVISERS, LLC 8,305 784,000 0.61%
24 VOYA FINANCIAL ADVISORS, INC. 8,364 781,000 0.60%
25 Traynor Capital Management, Inc. 7,961 751,000 0.58%
26 Carlson Capital Management 5,633 532,000 0.41%
27 AMERIPRISE FINANCIAL INC 5,294 500,000 0.39%
28 M Holdings Securities, Inc. 4,793 453,000 0.35%
29 Cambridge Investment Research Advisors, Inc. 4,525 427,000 0.33%
30 FINANCIAL CONSULATE, INC 3,517 332,000 0.26%
31 Freedom Investment Management, Inc. 9,137 314,000 0.24%
32 Modera Wealth Management, LLC 3,119 295,000 0.23%
33 SILVERCREST ASSET MANAGEMENT GROUP LLC 2,540 240,000 0.19%
34 Regal Investment Advisors LLC 2,341 221,000 0.17%
35 MSI Financial Services Inc 2,321 219,000 0.17%
36 WealthTrust-Arizona, LLC 2,290 216,000 0.17%
37 AMERICAN INTERNATIONAL GROUP, INC. 2,105 198,000 0.15%
38 ENVESTNET ASSET MANAGEMENT INC 1,845 174,000 0.13%
39 Creative Planning 1,444 136,000 0.11%
40 COLONY GROUP LLC 1,130 107,000 0.08%
41 ROYAL BANK OF CANADA 1,125 107,000 0.08%
42 REILLY FINANCIAL ADVISORS, LLC 932 88,000 0.07%
43 Advisory Services Network, LLC 850 80,000 0.06%
44 First City Capital Management, Inc. 775 73,191 0.06%
45 US BANCORP \DE\ 566 53,000 0.04%
46 Compagnie Lombard Odier SCmA 538 51,000 0.04%
47 BANK OF MONTREAL /CAN/ 513 48,000 0.04%
48 Sandy Spring Bank 380 36,000 0.03%
49 MANUFACTURERS LIFE INSURANCE COMPANY, THE 356 34,000 0.03%
50 CITIGROUP INC 315 30,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.