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SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 62 Institutional holders with a total value of $90,915,347.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 111,174 11,800,000 12.98%
2 WealthTrust-Arizona, LLC 93,172 9,889,000 10.88%
3 LPL Financial LLC 81,857 8,640,000 9.50%
4 WELLS FARGO & COMPANY/MN 66,756 7,085,000 7.79%
5 HighTower Advisors, LLC 58,587 6,218,000 6.84%
6 MORGAN STANLEY 57,448 6,098,000 6.71%
7 BANK OF AMERICA CORP /DE/ 51,911 5,510,000 6.06%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 33,663 3,573,000 3.93%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,802 2,841,000 3.12%
10 CITADEL ADVISORS LLC 24,836 2,633,000 2.90%
11 UBS Group AG 20,765 2,204,000 2.42%
12 JANE STREET GROUP, LLC 20,690 2,196,000 2.42%
13 DENVER INVESTMENT ADVISORS LLC 19,546 2,072,000 2.28%
14 Sigma Planning Corp 17,272 1,833,000 2.02%
15 Bernicke Wealth Management, Ltd. 16,728 1,775,000 1.95%
16 B. Riley Wealth Advisors, Inc. 13,452 1,428,000 1.57%
17 PINNACLE FINANCIAL PARTNERS INC 11,994 1,274,000 1.40%
18 Citizens Business Bank 11,629 1,234,000 1.36%
19 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 10,652 1,131,000 1.24%
20 Commonwealth Equity Services, Inc 10,630 1,128,000 1.24%
21 Atlas Brown,Inc. 9,842 1,011,000 1.11%
22 M Holdings Securities, Inc. 9,153 971,000 1.07%
23 ATHERTON LANE ADVISERS, LLC 8,350 886,000 0.97%
24 FIRST AMERICAN TRUST, FSB 7,458 792,000 0.87%
25 Tradewinds Capital Management, LLC 7,313 776,000 0.85%
26 VOYA FINANCIAL ADVISORS, INC. 6,723 713,000 0.78%
27 Carlson Capital Management 5,633 598,000 0.66%
28 Traynor Capital Management, Inc. 5,348 567,000 0.62%
29 Freedom Investment Management, Inc. 4,864 516,000 0.57%
30 Cambridge Investment Research Advisors, Inc. 4,272 453,000 0.50%
31 AMERIPRISE FINANCIAL INC 3,732 396,000 0.44%
32 FINANCIAL CONSULATE, INC 3,654 388,000 0.43%
33 SILVERCREST ASSET MANAGEMENT GROUP LLC 2,540 270,000 0.30%
34 Virtu KCG Holdings LLC 2,400 255,000 0.28%
35 AMERICAN INTERNATIONAL GROUP, INC. 2,083 221,089 0.24%
36 MANAGED ACCOUNT ADVISORS LLC 1,708 181,000 0.20%
37 MSI Financial Services Inc 1,656 176,000 0.19%
38 ROYAL BANK OF CANADA 1,610 171,000 0.19%
39 Regal Investment Advisors LLC 1,368 145,000 0.16%
40 COLONY GROUP LLC 1,130 120,000 0.13%
41 Advisory Services Network, LLC 950 101,000 0.11%
42 REILLY FINANCIAL ADVISORS, LLC 865 92,000 0.10%
43 Simplicity Solutions, LLC 675 71,644 0.08%
44 US BANCORP \DE\ 556 59,000 0.06%
45 Compagnie Lombard Odier SCmA 538 57,000 0.06%
46 BANK OF MONTREAL /CAN/ 511 55,000 0.06%
47 CITIGROUP INC 399 42,000 0.05%
48 Sandy Spring Bank 380 40,000 0.04%
49 MANUFACTURERS LIFE INSURANCE COMPANY, THE 355 38,000 0.04%
50 Capital Directions Investment Advisors, LLC 296 31,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.