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SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 77 Institutional holders with a total value of $204,489,270.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TMFS HOLDINGS LLC 833,923 81,340,000 39.78%
2 LPL Financial LLC 216,156 20,544,000 10.05%
3 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 177,869 17,257,000 8.44%
4 HighTower Advisors, LLC 128,404 12,497,000 6.11%
5 KRILOGY FINANCIAL LLC 85,002 8,291,000 4.05%
6 WELLS FARGO & COMPANY/MN 61,282 5,977,000 2.92%
7 Allianz Asset Management GmbH 59,825 5,835,000 2.85%
8 BANK OF AMERICA CORP /DE/ 53,819 5,249,000 2.57%
9 MORGAN STANLEY 44,765 4,366,000 2.14%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,721 3,680,000 1.80%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 31,321 3,055,000 1.49%
12 Tradewinds Capital Management, LLC 28,233 2,754,000 1.35%
13 MOISAND FITZGERALD TAMAYO, LLC 26,675 2,602,000 1.27%
14 PINNACLE FINANCIAL PARTNERS INC 22,803 2,225,000 1.09%
15 DENVER INVESTMENT ADVISORS LLC 21,906 2,137,000 1.05%
16 Sigma Planning Corp 17,839 1,740,000 0.85%
17 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 17,181 1,676,000 0.82%
18 ASSET DEDICATION, LLC 15,095 1,472,000 0.72%
19 Commonwealth Equity Services, Inc 14,818 1,445,000 0.71%
20 Traynor Capital Management, Inc. 14,024 1,367,000 0.67%
21 Raymond James Financial Services Advisors, Inc. 13,520 1,318,000 0.64%
22 KALOS MANAGEMENT, INC. 14,106 1,310,000 0.64%
23 B. Riley Wealth Advisors, Inc. 13,137 1,281,000 0.63%
24 UBS Group AG 13,122 1,280,000 0.63%
25 Bernicke Wealth Management, Ltd. 11,953 1,166,000 0.57%
26 Atlas Brown,Inc. 10,135 989,000 0.48%
27 GHP Investment Advisors, Inc. 9,259 903,000 0.44%
28 VOYA FINANCIAL ADVISORS, INC. 8,912 869,000 0.42%
29 FIRST AMERICAN TRUST, FSB 7,336 716,000 0.35%
30 Citizens Business Bank 7,219 704,000 0.34%
31 AMERIPRISE FINANCIAL INC 7,112 694,000 0.34%
32 Freedom Investment Management, Inc. 6,396 624,000 0.31%
33 Cambridge Investment Research Advisors, Inc. 6,226 607,000 0.30%
34 IFP ADVISORS, INC 6,226 607,000 0.30%
35 Carlson Capital Management 5,633 549,000 0.27%
36 M Holdings Securities, Inc. 5,026 490,000 0.24%
37 Courage Miller Partners, LLC 4,789 467,000 0.23%
38 ASSETMARK, INC 4,662 455,000 0.22%
39 Regal Investment Advisors LLC 4,149 405,000 0.20%
40 AMERICAN INTERNATIONAL GROUP, INC. 4,117 402,000 0.20%
41 JANE STREET GROUP, LLC 3,957 386,000 0.19%
42 Frontier Wealth Management LLC 3,759 367,000 0.18%
43 MSI Financial Services Inc 3,245 316,000 0.15%
44 Vantage Investment Advisors, LLC 2,824 275,000 0.13%
45 ENVESTNET ASSET MANAGEMENT INC 2,592 253,000 0.12%
46 SILVERCREST ASSET MANAGEMENT GROUP LLC 2,540 248,000 0.12%
47 One Capital Management, LLC 2,440 238,000 0.12%
48 REILLY FINANCIAL ADVISORS, LLC 1,515 148,000 0.07%
49 Creative Planning 1,418 138,000 0.07%
50 BRONFMAN E.L. ROTHSCHILD, L.P. 972 95,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.