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SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 58 Institutional holders with a total value of $79,227,420.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NEXT Financial Group, Inc 21 2,000 0.00%
3 Ledyard National Bank 24 3,000 0.00%
4 Ironwood Financial, llc 55 6,000 0.01%
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 63 7,000 0.01%
6 Vantage Investment Advisors, LLC 86 9,000 0.01%
7 SIGNATUREFD, LLC 90 10,000 0.01%
8 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 121 13,000 0.02%
9 Avior Wealth Management, LLC 164 18,000 0.02%
10 B. Riley Wealth Management, Inc. 199 21,000 0.03%
11 Ameritas Investment Partners, Inc. 235 25,000 0.03%
12 Hanson & Doremus Investment Management 294 31,000 0.04%
13 CITIGROUP INC 336 36,000 0.05%
14 REILLY FINANCIAL ADVISORS, LLC 350 37,000 0.05%
15 Winslow, Evans & Crocker, Inc. 350 37,492 0.05%
16 Sandy Spring Bank 380 41,000 0.05%
17 Capital Directions Investment Advisors, LLC 533 56,000 0.07%
18 US BANCORP \DE\ 556 60,000 0.08%
19 BANK OF MONTREAL /CAN/ 631 68,000 0.09%
20 Simplicity Solutions, LLC 675 72,306 0.09%
21 MSI Financial Services Inc 757 81,000 0.10%
22 PNC FINANCIAL SERVICES GROUP, INC. 823 88,000 0.11%
23 Advisory Services Network, LLC 950 102,000 0.13%
24 MANAGED ACCOUNT ADVISORS LLC 1,033 111,000 0.14%
25 COLONY GROUP LLC 1,130 121,000 0.15%
26 Creative Planning 1,418 152,000 0.19%
27 AMERICAN INTERNATIONAL GROUP, INC. 2,461 263,622 0.33%
28 SILVERCREST ASSET MANAGEMENT GROUP LLC 2,540 272,000 0.34%
29 AMERIPRISE FINANCIAL INC 2,646 289,000 0.36%
30 Cambridge Investment Research Advisors, Inc. 3,427 367,000 0.46%
31 FINANCIAL CONSULATE, INC 3,492 374,000 0.47%
32 Freedom Investment Management, Inc. 4,526 485,000 0.61%
33 Carlson Capital Management 5,633 603,000 0.76%
34 Sequoia Financial Advisors, LLC 5,671 607,000 0.77%
35 VOYA FINANCIAL ADVISORS, INC. 5,947 640,000 0.81%
36 FIRST AMERICAN TRUST, FSB 7,158 767,000 0.97%
37 ATHERTON LANE ADVISERS, LLC 8,350 894,000 1.13%
38 ROYAL BANK OF CANADA 8,978 962,000 1.21%
39 M Holdings Securities, Inc. 9,009 965,000 1.22%
40 PINNACLE FINANCIAL PARTNERS INC 9,986 1,070,000 1.35%
41 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 10,227 1,095,000 1.38%
42 Commonwealth Equity Services, Inc 10,882 1,166,000 1.47%
43 B. Riley Wealth Advisors, Inc. 15,041 1,611,000 2.03%
44 Tradewinds Capital Management, LLC 15,609 1,672,000 2.11%
45 Sigma Planning Corp 16,821 1,802,000 2.27%
46 DENVER INVESTMENT ADVISORS LLC 16,885 1,806,000 2.28%
47 Citizens Business Bank 19,260 2,063,000 2.60%
48 Bernicke Wealth Management, Ltd. 20,022 2,145,000 2.71%
49 UBS Group AG 20,581 2,205,000 2.78%
50 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,681 2,537,000 3.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.