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SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 62 Institutional holders with a total value of $90,915,347.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NEXT Financial Group, Inc 21 2,000 0.00%
3 Vantage Investment Advisors, LLC 58 6,000 0.01%
4 Ironwood Financial, llc 55 6,000 0.01%
5 SIGNATUREFD, LLC 90 10,000 0.01%
6 Patten Group, Inc. 100 10,614 0.01%
7 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 130 14,000 0.02%
8 Avior Wealth Management, LLC 164 17,000 0.02%
9 PNC FINANCIAL SERVICES GROUP, INC. 178 19,000 0.02%
10 B. Riley Wealth Management, Inc. 199 21,000 0.02%
11 Ameritas Investment Partners, Inc. 235 24,000 0.03%
12 Hanson & Doremus Investment Management 295 31,000 0.03%
13 Capital Directions Investment Advisors, LLC 296 31,000 0.03%
14 MANUFACTURERS LIFE INSURANCE COMPANY, THE 355 38,000 0.04%
15 Sandy Spring Bank 380 40,000 0.04%
16 CITIGROUP INC 399 42,000 0.05%
17 BANK OF MONTREAL /CAN/ 511 55,000 0.06%
18 Compagnie Lombard Odier SCmA 538 57,000 0.06%
19 US BANCORP \DE\ 556 59,000 0.06%
20 Simplicity Solutions, LLC 675 71,644 0.08%
21 REILLY FINANCIAL ADVISORS, LLC 865 92,000 0.10%
22 Advisory Services Network, LLC 950 101,000 0.11%
23 COLONY GROUP LLC 1,130 120,000 0.13%
24 Regal Investment Advisors LLC 1,368 145,000 0.16%
25 ROYAL BANK OF CANADA 1,610 171,000 0.19%
26 MSI Financial Services Inc 1,656 176,000 0.19%
27 MANAGED ACCOUNT ADVISORS LLC 1,708 181,000 0.20%
28 AMERICAN INTERNATIONAL GROUP, INC. 2,083 221,089 0.24%
29 Virtu KCG Holdings LLC 2,400 255,000 0.28%
30 SILVERCREST ASSET MANAGEMENT GROUP LLC 2,540 270,000 0.30%
31 FINANCIAL CONSULATE, INC 3,654 388,000 0.43%
32 AMERIPRISE FINANCIAL INC 3,732 396,000 0.44%
33 Cambridge Investment Research Advisors, Inc. 4,272 453,000 0.50%
34 Freedom Investment Management, Inc. 4,864 516,000 0.57%
35 Traynor Capital Management, Inc. 5,348 567,000 0.62%
36 Carlson Capital Management 5,633 598,000 0.66%
37 VOYA FINANCIAL ADVISORS, INC. 6,723 713,000 0.78%
38 Tradewinds Capital Management, LLC 7,313 776,000 0.85%
39 FIRST AMERICAN TRUST, FSB 7,458 792,000 0.87%
40 ATHERTON LANE ADVISERS, LLC 8,350 886,000 0.97%
41 M Holdings Securities, Inc. 9,153 971,000 1.07%
42 Atlas Brown,Inc. 9,842 1,011,000 1.11%
43 Commonwealth Equity Services, Inc 10,630 1,128,000 1.24%
44 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 10,652 1,131,000 1.24%
45 Citizens Business Bank 11,629 1,234,000 1.36%
46 PINNACLE FINANCIAL PARTNERS INC 11,994 1,274,000 1.40%
47 B. Riley Wealth Advisors, Inc. 13,452 1,428,000 1.57%
48 Bernicke Wealth Management, Ltd. 16,728 1,775,000 1.95%
49 Sigma Planning Corp 17,272 1,833,000 2.02%
50 DENVER INVESTMENT ADVISORS LLC 19,546 2,072,000 2.28%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.