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SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 88 Institutional holders with a total value of $170,554,676.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 IFP ADVISORS, INC 6,689 717,000 0.42%
52 Freedom Investment Management, Inc. 6,888 739,000 0.43%
53 One Capital Management, LLC 7,320 785,000 0.46%
54 ASSETMARK, INC 7,788 835,000 0.49%
55 Bank of New York Mellon Corp 8,130 872,000 0.51%
56 RAYMOND JAMES & ASSOCIATES 9,094 975,000 0.57%
57 VOYA FINANCIAL ADVISORS, INC. 9,437 1,000,000 0.59%
58 KALOS MANAGEMENT, INC. 9,678 1,038,000 0.61%
59 Atlas Brown,Inc. 9,720 1,042,000 0.61%
60 Cambridge Investment Research Advisors, Inc. 10,227 1,097,000 0.64%
61 Bernicke Wealth Management, Ltd. 11,112 1,192,000 0.70%
62 ProVise Management Group, LLC 11,445 1,227,000 0.72%
63 UBS Group AG 12,183 1,307,000 0.77%
64 ASSET DEDICATION, LLC 13,191 1,414,000 0.83%
65 GHP Investment Advisors, Inc. 13,406 1,438,000 0.84%
66 B. Riley Wealth Advisors, Inc. 13,583 1,457,000 0.85%
67 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 13,865 1,487,000 0.87%
68 Traynor Capital Management, Inc. 15,720 1,653,000 0.97%
69 FIRST AMERICAN TRUST, FSB 16,970 1,820,000 1.07%
70 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,662 1,894,000 1.11%
71 Commonwealth Equity Services, Inc 19,023 2,040,000 1.20%
72 MORGAN STANLEY 19,701 2,113,000 1.24%
73 PINNACLE FINANCIAL PARTNERS INC 22,867 2,427,000 1.42%
74 FAS Wealth Partners, Inc. 23,823 2,555,000 1.50%
75 CARNICK & KUBIK GROUP, LLC 25,254 2,708,000 1.59%
76 AMERIPRISE FINANCIAL INC 26,128 2,802,000 1.64%
77 DENVER INVESTMENT ADVISORS LLC 26,767 2,870,000 1.68%
78 PRING TURNER CAPITAL GROUP INC 27,640 2,964,000 1.74%
79 MOISAND FITZGERALD TAMAYO, LLC 28,630 3,070,000 1.80%
80 Raymond James Financial Services Advisors, Inc. 31,298 3,356,000 1.97%
81 Tradewinds Capital Management, LLC 40,092 4,299,000 2.52%
82 WELLS FARGO & COMPANY/MN 64,621 6,930,000 4.06%
83 Allianz Asset Management GmbH 66,625 7,145,000 4.19%
84 KRILOGY FINANCIAL LLC 94,049 10,086,000 5.91%
85 LPL Financial LLC 106,875 11,316,000 6.63%
86 HighTower Advisors, LLC 132,594 14,239,000 8.35%
87 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 226,941 24,227,000 14.20%
88 BANK OF AMERICA CORP /DE/ 314,327 33,708,000 19.76%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.