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SPDR S&P 600 SMALL CAP GROWTH ETF
SPDR S&P 600 SMALL CAP GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 92 Institutional holders with a total value of $228,886,136.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 BSC PRIVATE WEALTH MANAGEMENT, LLC 1,458 277,000 0.12%
52 Stratos Wealth Partners, LTD. 1,416 271,000 0.12%
53 INVESTMENT CENTERS OF AMERICA INC 1,355 259,000 0.11%
54 ADVISOR GROUP, INC. 1,239 237,000 0.10%
55 Virtu KCG Holdings LLC 1,176 225,000 0.10%
56 Cetera Advisor Networks LLC 1,122 215,000 0.09%
57 REILLY FINANCIAL ADVISORS, LLC 937 179,000 0.08%
58 MYCIO WEALTH PARTNERS, LLC 755 144,000 0.06%
59 CITIGROUP INC 687 131,000 0.06%
60 BRONFMAN E.L. ROTHSCHILD, L.P. 623 119,000 0.05%
61 ARROW FINANCIAL CORP 625 119,000 0.05%
62 SIGNATUREFD, LLC 579 111,000 0.05%
63 JNBA Financial Advisors 579 111,000 0.05%
64 CT Financial Advisors LLC 492 94,034 0.04%
65 NEXT Financial Group, Inc 483 92,000 0.04%
66 SUTTON WEALTH ADVISORS INC. 366 69,957 0.03%
67 Winslow, Evans & Crocker, Inc. 350 66,900 0.03%
68 PNC FINANCIAL SERVICES GROUP, INC. 314 60,000 0.03%
69 Joel Isaacson & Co., LLC 300 57,000 0.02%
70 US BANCORP \DE\ 254 48,000 0.02%
71 GLENMEDE TRUST CO NA 207 39,000 0.02%
72 Creative Planning 181 35,000 0.02%
73 HUNTINGTON NATIONAL BANK 175 33,000 0.01% PRN
74 Corbenic Partners LLC 157 30,000 0.01%
75 PEDDOCK CAPITAL ADVISORS, LLC 154 29,000 0.01%
76 Plante Moran Financial Advisors, LLC 130 25,000 0.01%
77 TRUST CO OF VERMONT 117 22,000 0.01%
78 Barnett & Company, Inc. 100 19,000 0.01%
79 Advisory Services Network, LLC 92 18,000 0.01%
80 BlackRock Finance, Inc. 90 17,000 0.01%
81 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 70 13,000 0.01%
82 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 61 12,000 0.01%
83 Parkside Financial Bank & Trust 60 11,000 0.00%
84 GENEOS WEALTH MANAGEMENT INC. 59 11,000 0.00%
85 BENJAMIN F. EDWARDS & COMPANY, INC. 59 11,000 0.00%
86 Argentus Capital Management, LLC 49 9,000 0.00%
87 People's United Financial, Inc. 48 9,000 0.00%
88 Liberty Capital Management, Inc. 38 7,000 0.00%
89 MANUFACTURERS LIFE INSURANCE COMPANY, THE 28 5,000 0.00%
90 Mariner, LLC 15 3,000 0.00%
91 Ballentine Partners, LLC 13 2,000 0.00%
92 Parallax Volatility Advisers, L.P. 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.