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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 77 Institutional holders with a total value of $227,382,746.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 664,975 30,639,000 13.47%
2 NewSquare Capital LLC 591,724 27,264,000 11.99%
3 MORGAN STANLEY 560,869 25,842,000 11.36%
4 Prospera Financial Services Inc 437,196 20,144,000 8.86%
5 STATE STREET CORP 350,843 16,146,000 7.10%
6 Transamerica Financial Advisors, LLC 290,805 13,400,000 5.89%
7 BANK OF AMERICA CORP /DE/ 227,592 10,487,000 4.61%
8 CWM, LLC 189,245 8,720,000 3.83%
9 Steinberg Global Asset Management 174,436 8,037,000 3.53%
10 LPL Financial LLC 165,954 7,611,000 3.35%
11 UBS Group AG 128,224 5,908,000 2.60%
12 RAYMOND JAMES & ASSOCIATES 108,039 4,978,000 2.19%
13 Raymond James Financial Services Advisors, Inc. 86,307 3,977,000 1.75%
14 AMERIPRISE FINANCIAL INC 81,277 3,742,000 1.65%
15 ROYAL BANK OF CANADA 76,308 3,516,000 1.55%
16 JANE STREET GROUP, LLC 53,177 2,450,000 1.08%
17 STEPHENS INC /AR/ 51,749 2,384,000 1.05%
18 Regal Investment Advisors LLC 46,873 2,160,000 0.95%
19 First Allied Advisory Services, Inc. 45,018 2,077,000 0.91%
20 INVESTMENT PARTNERS, LTD. 43,707 2,014,000 0.89%
21 CITIGROUP INC 41,231 1,897,000 0.83%
22 STIFEL FINANCIAL CORP 39,002 1,797,000 0.79%
23 ADVANTAGE INVESTMENT MANAGEMENT, LLC 37,971 1,750,000 0.77%
24 NEXT Financial Group, Inc 32,835 1,512,000 0.66%
25 FIRST TRUST ADVISORS LP 31,677 1,460,000 0.64%
26 BAIRD FINANCIAL GROUP, INC. 29,153 1,343,000 0.59%
27 SUNTRUST BANKS INC 29,537 1,307,000 0.57%
28 American Research & Management Co. 28,325 1,305,000 0.57%
29 Commonwealth Equity Services, Inc 27,099 1,249,000 0.55%
30 SNS Financial Group, LLC 23,449 1,080,000 0.47%
31 VOYA FINANCIAL ADVISORS, INC. 21,522 988,000 0.43%
32 OPTIMUM INVESTMENT ADVISORS 17,695 815,000 0.36%
33 PNC FINANCIAL SERVICES GROUP, INC. 17,277 796,000 0.35%
34 Windsor Capital Management, LLC 13,423 618,000 0.27%
35 WESTPORT RESOURCES MANAGEMENT INC 13,146 606,000 0.27%
36 Confluence Wealth Management LLC 12,303 567,000 0.25%
37 ADVISOR GROUP, INC. 12,343 567,000 0.25%
38 SignalPoint Asset Management, LLC 11,125 513,000 0.23%
39 VSR Financial Services, Inc. 9,658 445,000 0.20%
40 Cambridge Investment Research Advisors, Inc. 9,638 444,000 0.20%
41 BANK OF MONTREAL /CAN/ 9,508 438,000 0.19%
42 MSI Financial Services Inc 8,996 415,000 0.18%
43 North Star Investment Management Corp. 8,110 374,000 0.16%
44 Cetera Advisor Networks LLC 6,659 308,000 0.14%
45 Country Club Trust Company, n.a. 6,015 277,000 0.12%
46 ENVESTNET ASSET MANAGEMENT INC 5,686 262,000 0.12%
47 HBK Sorce Advisory LLC 5,490 253,000 0.11%
48 VENTURI WEALTH MANAGEMENT, LLC 5,404 249,000 0.11%
49 Affiance Financial, LLC 5,236 241,000 0.11%
50 Chevy Chase Trust Holdings, LLC 5,065 233,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.