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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 49 Institutional holders with a total value of $63,407,418.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 169,407 7,351,000 11.59%
2 STATE STREET CORP 141,630 6,145,000 9.69%
3 Charles Schwab Investment Advisory, Inc. 135,358 5,873,000 9.26%
4 BANK OF AMERICA CORP /DE/ 124,031 5,382,000 8.49%
5 USCA RIA LLC 123,284 5,349,000 8.44%
6 American Research & Management Co. 99,073 4,299,000 6.78%
7 Steinberg Global Asset Management 81,856 3,552,000 5.60%
8 JANE STREET GROUP, LLC 66,197 2,872,000 4.53%
9 Regal Investment Advisors LLC 60,581 2,628,000 4.14%
10 UBS Group AG 59,021 2,561,000 4.04%
11 ROYAL BANK OF CANADA 54,415 2,361,000 3.72%
12 HANCOCK WHITNEY CORP 51,469 2,315,000 3.65%
13 LPL Financial LLC 41,221 1,793,000 2.83%
14 Windsor Capital Management, LLC 26,928 1,168,000 1.84%
15 COLONY GROUP LLC 23,932 1,038,000 1.64%
16 Commonwealth Equity Services, Inc 21,267 923,000 1.46%
17 Hillsdale Investment Management Inc. 16,800 729,000 1.15%
18 RAYMOND JAMES & ASSOCIATES 15,943 692,000 1.09%
19 NEXT Financial Group, Inc 15,668 679,000 1.07%
20 SII INVESTMENTS INC/WI 13,598 595,000 0.94%
21 SignalPoint Asset Management, LLC 11,571 520,000 0.82%
22 INVESTMENT PARTNERS, LTD. 11,695 507,000 0.80%
23 BANK OF MONTREAL /CAN/ 11,238 488,000 0.77%
24 Cambridge Investment Research Advisors, Inc. 8,852 384,000 0.61%
25 North Star Investment Management Corp. 8,727 379,000 0.60%
26 Chevy Chase Trust Holdings, LLC 8,615 374,000 0.59%
27 CITIGROUP INC 7,554 328,000 0.52%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,468 324,000 0.51%
29 HBK Sorce Advisory LLC 6,050 263,000 0.41%
30 PNC FINANCIAL SERVICES GROUP, INC. 5,622 244,000 0.38%
31 Cetera Advisor Networks LLC 4,905 218,000 0.34%
32 NATIONAL PLANNING CORP 4,598 204,000 0.32%
33 WELLS FARGO & COMPANY/MN 3,120 136,000 0.21%
34 Winslow, Evans & Crocker, Inc. 3,130 135,812 0.21%
35 SYNOVUS FINANCIAL CORP 2,491 108,000 0.17%
36 MSI Financial Services Inc 2,095 91,000 0.14%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,800 78,000 0.12%
38 GLENMEDE TRUST CO NA 1,300 56,000 0.09%
39 Efficient Market Advisors, LLC 1,281 56,000 0.09%
40 BENJAMIN F. EDWARDS & COMPANY, INC. 987 43,000 0.07%
41 Ameritas Investment Partners, Inc. 876 38,000 0.06%
42 Smithfield Trust Co 800 35,000 0.06%
43 AlphaMark Advisors, LLC 632 27,000 0.04%
44 AMERICAN INTERNATIONAL GROUP, INC. 521 22,606 0.04%
45 First Personal Financial Services 435 19,000 0.03%
46 Financial Architects, Inc 226 10,000 0.02%
47 People's United Financial, Inc. 200 9,000 0.01%
48 FIFTH THIRD BANCORP 110 5,000 0.01%
49 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.