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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 55 Institutional holders with a total value of $106,565,566.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 USA FINANCIAL FORMULAS 383,147 17,121,000 16.07%
2 Charles Schwab Investment Advisory, Inc. 249,459 11,147,000 10.46%
3 BANK OF AMERICA CORP /DE/ 243,845 10,896,000 10.22%
4 MORGAN STANLEY 193,266 8,636,000 8.10%
5 LPL Financial LLC 187,813 8,452,000 7.93%
6 Steinberg Global Asset Management 175,304 7,833,000 7.35%
7 USCA RIA LLC 123,407 5,514,000 5.17%
8 STATE STREET CORP 116,837 5,223,000 4.90%
9 Crosspoint Capital Strategies, LLC 92,732 4,060,000 3.81%
10 JANE STREET GROUP, LLC 86,261 3,855,000 3.62%
11 RAYMOND JAMES & ASSOCIATES 81,123 3,625,000 3.40%
12 CITIGROUP INC 62,174 2,779,000 2.61%
13 Regal Investment Advisors LLC 49,447 2,209,000 2.07%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,043 1,700,000 1.60%
15 American Research & Management Co. 35,325 1,578,000 1.48%
16 UBS Group AG 28,198 1,260,000 1.18%
17 NEXT Financial Group, Inc 27,908 1,247,000 1.17%
18 COLONY GROUP LLC 26,267 1,174,000 1.10%
19 Commonwealth Equity Services, Inc 19,742 882,000 0.83%
20 ROYAL BANK OF CANADA 19,620 877,000 0.82%
21 OPTIMUM INVESTMENT ADVISORS 18,495 826,000 0.78%
22 Windsor Capital Management, LLC 14,566 650,000 0.61%
23 INVESTMENT PARTNERS, LTD. 11,695 523,000 0.49%
24 SignalPoint Asset Management, LLC 11,210 501,000 0.47%
25 Cambridge Investment Research Advisors, Inc. 9,169 410,000 0.38%
26 North Star Investment Management Corp. 8,746 391,000 0.37%
27 BANK OF MONTREAL /CAN/ 8,213 367,000 0.34%
28 Chevy Chase Trust Holdings, LLC 8,025 359,000 0.34%
29 PNC FINANCIAL SERVICES GROUP, INC. 6,913 309,000 0.29%
30 WESTPORT RESOURCES MANAGEMENT INC 6,323 283,000 0.27%
31 HBK Sorce Advisory LLC 5,690 254,000 0.24%
32 Affiance Financial, LLC 5,236 234,000 0.22%
33 MSI Financial Services Inc 5,092 228,000 0.21%
34 Winslow, Evans & Crocker, Inc. 4,560 203,766 0.19%
35 ENVESTNET ASSET MANAGEMENT INC 4,066 182,000 0.17%
36 SYNOVUS FINANCIAL CORP 2,594 117,000 0.11%
37 Creative Planning 2,154 96,000 0.09%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,783 79,000 0.07%
39 Efficient Market Advisors, LLC 1,704 76,000 0.07%
40 GLENMEDE TRUST CO NA 1,300 58,000 0.05%
41 AMERICAN INTERNATIONAL GROUP, INC. 1,021 45,000 0.04%
42 BENJAMIN F. EDWARDS & COMPANY, INC. 987 44,000 0.04%
43 WELLS FARGO & COMPANY/MN 808 36,000 0.03%
44 Ameritas Investment Partners, Inc. 814 36,000 0.03%
45 AlphaMark Advisors, LLC 632 28,000 0.03%
46 MARK SHEPTOFF FINANCIAL PLANNING, LLC 550 25,000 0.02%
47 WEALTHPLAN PARTNERS, LLC 555 24,800 0.02%
48 CWM, LLC 525 23,000 0.02%
49 US BANCORP \DE\ 492 22,000 0.02%
50 First Personal Financial Services 435 19,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.