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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 50 Institutional holders with a total value of $56,394,146.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 174,865 7,866,000 13.95%
2 STATE STREET CORP 157,830 7,099,000 12.59%
3 BANK OF AMERICA CORP /DE/ 128,378 5,774,000 10.24%
4 American Research & Management Co. 107,384 4,830,000 8.56%
5 Regal Investment Advisors LLC 93,106 4,188,000 7.43%
6 Steinberg Global Asset Management 84,434 3,798,000 6.73%
7 HANCOCK WHITNEY CORP 51,469 2,315,000 4.11%
8 ROYAL BANK OF CANADA 41,893 1,884,000 3.34%
9 UBS Group AG 41,076 1,847,000 3.28%
10 Windsor Capital Management, LLC 32,687 1,470,000 2.61%
11 Charles Schwab Investment Advisory, Inc. 30,305 1,363,000 2.42%
12 COLONY GROUP LLC 28,505 1,282,000 2.27%
13 LPL Financial LLC 28,541 1,280,000 2.27%
14 Commonwealth Equity Services, Inc 24,408 1,098,000 1.95%
15 OPTIMUM INVESTMENT ADVISORS 19,210 864,000 1.53%
16 Chevy Chase Trust Holdings, LLC 17,550 790,000 1.40%
17 NEXT Financial Group, Inc 17,028 765,000 1.36%
18 Hillsdale Investment Management Inc. 16,800 756,000 1.34%
19 Creative Planning 16,332 735,000 1.30%
20 Virtu KCG Holdings LLC 16,063 723,000 1.28%
21 RAYMOND JAMES & ASSOCIATES 15,430 694,000 1.23%
22 INVESTMENT PARTNERS, LTD. 13,064 588,000 1.04%
23 SII INVESTMENTS INC/WI 12,933 572,000 1.01%
24 SignalPoint Asset Management, LLC 11,571 520,000 0.92%
25 BANK OF MONTREAL /CAN/ 10,295 463,000 0.82%
26 North Star Investment Management Corp. 8,859 398,000 0.71%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,798 396,000 0.70%
28 Cambridge Investment Research Advisors, Inc. 8,437 379,000 0.67%
29 HBK Sorce Advisory LLC 5,940 267,000 0.47%
30 PNC FINANCIAL SERVICES GROUP, INC. 4,894 220,000 0.39%
31 Cetera Advisor Networks LLC 4,905 218,000 0.39%
32 NATIONAL PLANNING CORP 4,519 201,000 0.36%
33 Winslow, Evans & Crocker, Inc. 3,130 140,788 0.25%
34 SYNOVUS FINANCIAL CORP 2,189 98,000 0.17%
35 MSI Financial Services Inc 2,095 94,000 0.17%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,795 81,000 0.14%
37 Efficient Market Advisors, LLC 1,281 58,000 0.10%
38 BENJAMIN F. EDWARDS & COMPANY, INC. 987 44,000 0.08%
39 CITIGROUP INC 862 39,000 0.07%
40 Smithfield Trust Co 800 36,000 0.06%
41 WELLS FARGO & COMPANY/MN 808 36,000 0.06%
42 AlphaMark Advisors, LLC 632 28,000 0.05%
43 AMERICAN INTERNATIONAL GROUP, INC. 586 26,358 0.05%
44 First Personal Financial Services 435 20,000 0.04%
45 Ameritas Investment Partners, Inc. 456 20,000 0.04%
46 Financial Architects, Inc 226 10,000 0.02%
47 FIFTH THIRD BANCORP 230 10,000 0.02%
48 People's United Financial, Inc. 200 9,000 0.02%
49 Transamerica Financial Advisors, LLC 1 1,000 0.00%
50 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.