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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 50 Institutional holders with a total value of $52,656,578.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 174,527 7,641,000 14.51%
2 STATE STREET CORP 143,630 6,288,000 11.94%
3 American Research & Management Co. 107,134 4,690,000 8.91%
4 BANK OF AMERICA CORP /DE/ 98,317 4,304,000 8.17%
5 Regal Investment Advisors LLC 92,732 4,060,000 7.71%
6 Steinberg Global Asset Management 83,824 3,670,000 6.97%
7 HANCOCK WHITNEY CORP 51,469 2,253,000 4.28%
8 ROYAL BANK OF CANADA 41,069 1,798,000 3.41%
9 Windsor Capital Management, LLC 38,545 1,688,000 3.21%
10 COLONY GROUP LLC 37,071 1,623,000 3.08%
11 UBS Group AG 34,929 1,529,000 2.90%
12 Hillsdale Investment Management Inc. 31,800 1,392,000 2.64%
13 Virtu KCG Holdings LLC 25,165 1,102,000 2.09%
14 Commonwealth Equity Services, Inc 22,015 964,000 1.83%
15 OPTIMUM INVESTMENT ADVISORS 20,510 898,000 1.71%
16 LPL Financial LLC 20,444 895,000 1.70%
17 Chevy Chase Trust Holdings, LLC 19,050 834,000 1.58%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,196 797,000 1.51%
19 NEXT Financial Group, Inc 16,263 712,000 1.35%
20 SII INVESTMENTS INC/WI 15,100 668,000 1.27%
21 RAYMOND JAMES & ASSOCIATES 14,925 653,000 1.24%
22 Creative Planning 14,775 647,000 1.23%
23 INVESTMENT PARTNERS, LTD. 13,052 570,000 1.08%
24 BANK OF MONTREAL /CAN/ 10,469 458,000 0.87%
25 SignalPoint Asset Management, LLC 10,043 440,000 0.84%
26 North Star Investment Management Corp. 9,455 414,000 0.79%
27 Cambridge Investment Research Advisors, Inc. 8,787 385,000 0.73%
28 HBK Sorce Advisory LLC 6,140 269,000 0.51%
29 NATIONAL PLANNING CORP 4,501 198,026 0.38%
30 PNC FINANCIAL SERVICES GROUP, INC. 3,586 156,000 0.30%
31 Winslow, Evans & Crocker, Inc. 3,010 131,778 0.25%
32 DEUTSCHE BANK AG\ 2,000 87,000 0.17%
33 SYNOVUS FINANCIAL CORP 1,768 77,000 0.15%
34 Efficient Market Advisors, LLC 1,281 56,000 0.11%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 987 43,000 0.08%
36 Vantage Investment Advisors, LLC 900 39,000 0.07%
37 Smithfield Trust Co 800 35,000 0.07%
38 ENVESTNET ASSET MANAGEMENT INC 716 31,000 0.06%
39 AlphaMark Advisors, LLC 632 28,000 0.05%
40 CITIGROUP INC 604 26,000 0.05%
41 WELLS FARGO & COMPANY/MN 500 22,000 0.04%
42 Ameritas Investment Partners, Inc. 446 19,000 0.04%
43 AMERICAN INTERNATIONAL GROUP, INC. 406 17,774 0.03%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 333 15,000 0.03%
45 Financial Architects, Inc 226 10,000 0.02%
46 NEW ENGLAND SECURITIES CORP /MA/ 216 9,000 0.02%
47 People's United Financial, Inc. 200 9,000 0.02%
48 B. Riley Wealth Advisors, Inc. 100 4,000 0.01%
49 Transamerica Financial Advisors, LLC 1 1,000 0.00%
50 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.