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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 52 Institutional holders with a total value of $123,186,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tower Research Capital LLC (TRC) 8 1,000 0.00%
3 Ballentine Partners, LLC 24 3,000 0.00%
4 BlackRock Finance, Inc. 39 4,000 0.00%
5 PARALLEL ADVISORS, LLC 50 5,000 0.00%
6 NEXT Financial Group, Inc 200 22,000 0.02%
7 ADVISOR GROUP, INC. 337 37,000 0.03%
8 PNC FINANCIAL SERVICES GROUP, INC. 341 37,000 0.03%
9 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 407 45,000 0.04%
10 MSI Financial Services Inc 426 47,000 0.04%
11 US BANCORP \DE\ 460 50,000 0.04%
12 Capital Directions Investment Advisors, LLC 477 52,000 0.04%
13 Avior Wealth Management, LLC 688 75,000 0.06%
14 GENEOS WEALTH MANAGEMENT INC. 700 76,000 0.06%
15 Creative Planning 809 89,000 0.07%
16 VALLEY NATIONAL ADVISERS INC 1,088 119,000 0.10%
17 LEVEL FOUR ADVISORY SERVICES, LLC 2,078 228,000 0.19%
18 LINCOLN NATIONAL CORP 2,100 230,000 0.19%
19 AMERIPRISE FINANCIAL INC 2,266 248,000 0.20%
20 BB&T SECURITIES, LLC 2,473 254,000 0.21%
21 CORRADO ADVISORS, LLC 2,452 268,000 0.22%
22 FLAGSHIP HARBOR ADVISORS, LLC 2,431 268,000 0.22%
23 V WEALTH MANAGEMENT,LLC 2,816 308,000 0.25%
24 KALOS MANAGEMENT, INC. 3,394 372,000 0.30%
25 ARROW FINANCIAL CORP 3,511 384,000 0.31%
26 IFP ADVISORS, INC 3,691 404,000 0.33%
27 AUSDAL FINANCIAL PARTNERS, INC. 3,739 409,000 0.33%
28 REGIONS FINANCIAL CORP 3,900 427,000 0.35%
29 OPTIMUM INVESTMENT ADVISORS 4,275 468,000 0.38%
30 ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA 5,185 568,000 0.46%
31 SUNTRUST BANKS INC 5,925 613,000 0.50%
32 STEPHENS INC /AR/ 6,385 699,000 0.57%
33 Raymond James Financial Services Advisors, Inc. 7,808 855,000 0.69%
34 Bank of New York Mellon Corp 8,065 883,000 0.72%
35 Freedom Investment Management, Inc. 9,911 1,085,000 0.88%
36 UNITED CAPITAL FINANCIAL ADVISORS, LLC 10,550 1,155,000 0.94%
37 Cambridge Investment Research Advisors, Inc. 13,844 1,516,000 1.23%
38 RAYMOND JAMES & ASSOCIATES 14,328 1,569,000 1.27%
39 STATE STREET CORP 15,728 1,722,000 1.40%
40 Sigma Planning Corp 17,466 1,912,000 1.55%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,311 2,004,000 1.63%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,319 3,319,000 2.69%
43 WELLS FARGO & COMPANY/MN 42,821 4,687,000 3.80%
44 ROYAL BANK OF CANADA 47,319 5,180,000 4.21%
45 CARNICK & KUBIK GROUP, LLC 55,632 6,090,000 4.94%
46 Commonwealth Equity Services, Inc 61,992 6,786,000 5.51%
47 LPL Financial LLC 61,613 6,808,000 5.53%
48 UBS Group AG 74,082 8,110,000 6.58%
49 THRIVENT FINANCIAL FOR LUTHERANS 89,555 9,946,000 8.07%
50 MORGAN STANLEY 110,729 12,121,000 9.84%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.