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TRANSALTA CORP
TRANSALTA CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 119 Institutional holders with a total value of $1,500,619,829.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 20,858,832 255,937,000 17.06%
2 BANK OF MONTREAL /CAN/ 16,992,985 208,504,000 13.89%
3 CIBC Asset Management Inc 14,701,080 180,300,000 12.02%
4 TD ASSET MANAGEMENT INC 12,535,558 153,936,000 10.26%
5 BANK OF NOVA SCOTIA 7,252,552 88,913,000 5.93%
6 TORONTO DOMINION BANK 7,225,443 88,576,000 5.90%
7 CIBC WORLD MARKET INC. 5,059,122 62,075,000 4.14%
8 INTACT INVESTMENT MANAGEMENT INC. 3,688,531 48,246,000 3.22%
9 CANADA LIFE ASSURANCE Co 2,793,352 34,151,000 2.28%
10 NORGES BANK 2,366,185 29,057,000 1.94%
11 I.G. INVESTMENT MANAGEMENT, LTD. 2,075,600 25,448,000 1.70%
12 BANK OF AMERICA CORP /DE/ 2,072,268 25,427,000 1.69%
13 Legal & General Group Plc 1,307,287 16,054,000 1.07%
14 VEGA ENERGY GP, LLC 1,270,693 15,591,000 1.04%
15 MACKENZIE FINANCIAL CORP 1,226,394 15,037,000 1.00%
16 MORGAN STANLEY 1,169,097 14,345,000 0.96%
17 CREDIT SUISSE AG/ 1,097,459 13,466,000 0.90%
18 PUBLIC SECTOR PENSION INVESTMENT BOARD 1,076,465 13,219,000 0.88%
19 AGF INVESTMENTS INC. 1,046,900 12,832,000 0.86%
20 SCOTIA CAPITAL INC. 1,043,667 12,795,000 0.85%
21 CANADA PENSION PLAN INVESTMENT BOARD 998,317 12,259,000 0.82%
22 1832 Asset Management L.P. 992,320 12,164,000 0.81%
23 Swiss National Bank 838,800 10,274,000 0.68%
24 TORONTO DOMINION BANK 832,100 10,200,000 0.68% Call
25 Invesco Ltd. 802,701 9,854,000 0.66%
26 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 752,411 9,239,000 0.62%
27 BANK OF MONTREAL /CAN/ 695,000 8,528,000 0.57% Call
28 Sumitomo Mitsui Trust Group, Inc. 661,226 8,109,000 0.54%
29 CITIGROUP INC 537,636 6,602,000 0.44%
30 Advisors Asset Management, Inc. 470,360 5,771,000 0.38%
31 Hexavest Inc. 460,454 5,654,000 0.38%
32 TWO SIGMA INVESTMENTS, LP 440,255 5,399,000 0.36%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 425,216 5,222,000 0.35%
34 Sentry Investments Corp. 378,481 4,644,000 0.31%
35 Alberta Investment Management Corp 323,800 4,235,000 0.28%
36 APG Asset Management N.V. 331,387 4,069,000 0.27%
37 GUGGENHEIM CAPITAL LLC 322,100 3,955,000 0.26%
38 Bank of New York Mellon Corp 309,418 3,797,000 0.25%
39 TOBAM 301,500 3,702,000 0.25%
40 DEUTSCHE BANK AG\ 298,598 3,661,000 0.24%
41 ONTARIO TEACHERS PENSION PLAN BOARD 295,910 3,634,000 0.24%
42 STATE OF WISCONSIN INVESTMENT BOARD 242,785 2,981,000 0.20%
43 GOLDMAN SACHS GROUP INC 217,169 2,664,000 0.18%
44 WELLS FARGO & COMPANY/MN 211,819 2,600,000 0.17%
45 AVIVA PLC 200,299 2,454,000 0.16%
46 DIMENSIONAL FUND ADVISORS LP 168,657 2,069,000 0.14%
47 Pine River Capital Management L.P. 157,375 2,059,000 0.14%
48 Fiera Capital Corp 132,022 1,620,000 0.11%
49 TORONTO DOMINION BANK 128,700 1,578,000 0.11% Put
50 Cutter & CO Brokerage, Inc. 115,195 1,413,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.