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TRANSALTA CORP
TRANSALTA CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 93 Institutional holders with a total value of $610,910,646.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 CANADA LIFE ASSURANCE Co 54,109 279,000 0.05%
52 HIGHBRIDGE CAPITAL MANAGEMENT LLC 48,600 253,000 0.04%
53 PROSPECTOR PARTNERS LLC 44,100 230,000 0.04%
54 Cubist Systematic Strategies, LLC 42,950 223,000 0.04%
55 GOLDMAN SACHS GROUP INC 42,698 223,000 0.04%
56 BlueCrest Capital Management Ltd 34,025 178,000 0.03%
57 SHELL ASSET MANAGEMENT CO 24,400 164,000 0.03%
58 A.R.T. Advisors, LLC 26,446 138,000 0.02%
59 STIFEL FINANCIAL CORP 26,300 137,000 0.02%
60 PARAMETRIC PORTFOLIO ASSOCIATES LLC 26,094 136,000 0.02%
61 RIVERHEAD CAPITAL MANAGEMENT LLC 25,608 134,000 0.02%
62 AQR CAPITAL MANAGEMENT LLC 25,480 132,000 0.02%
63 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 25,000 129,000 0.02%
64 CITADEL ADVISORS LLC 24,200 125,000 0.02%
65 Zurcher Kantonalbank (Zurich Cantonalbank) 22,950 119,000 0.02%
66 Addenda Capital Inc. 22,500 117,000 0.02%
67 Cetera Advisors LLC 22,288 116,000 0.02%
68 AXA S.A. 21,700 112,000 0.02%
69 GUGGENHEIM CAPITAL LLC 19,571 102,000 0.02%
70 COMERICA BANK 15,215 73,000 0.01%
71 SCHRODER INVESTMENT MANAGEMENT GROUP 10,400 70,000 0.01%
72 SII INVESTMENTS INC/WI 12,179 66,000 0.01%
73 Bangor Savings Bank 11,000 57,000 0.01%
74 NN INVESTMENT PARTNERS HOLDINGS N.V. 8,630 45,000 0.01%
75 JPMORGAN CHASE & CO 6,995 37,000 0.01%
76 CANADA PENSION PLAN INVESTMENT BOARD 6,307 33,000 0.01%
77 Tower Research Capital LLC (TRC) 4,200 28,000 0.00%
78 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 4,874 25,000 0.00%
79 Walleye Trading LLC 4,500 23,000 0.00%
80 TRUST DEPARTMENT MB FINANCIAL BANK N A 2,000 16,000 0.00%
81 WELLS FARGO & COMPANY/MN 1,901 10,000 0.00%
82 Credential Securities Inc. 1,657 8,618 0.00%
83 Sandy Spring Bank 800 4,000 0.00%
84 D.A. DAVIDSON & CO. 819 4,000 0.00%
85 LADENBURG THALMANN FINANCIAL SERVICES INC. 530 3,000 0.00%
86 WOLVERINE TRADING LP /BD 396 2,028 0.00%
87 Creative Planning 410 2,000 0.00%
88 ACROSPIRE INVESTMENT MANAGEMENT LLC 473 2,000 0.00%
89 LS Investment Advisors, LLC 100 1,000 0.00%
90 BARCLAYS PLC 100 1,000 0.00%
91 US BANCORP \DE\ 141 1,000 0.00%
92 PNC FINANCIAL SERVICES GROUP, INC. 63 0 0.00%
93 GLENMEDE TRUST CO NA 230 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.