| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Stelac Advisory Services LLC | 64,013 | 1,204,000 | 39.83% | ||
| 2 | Freestone Capital Holdings, LLC | 49,040 | 920,000 | 30.43% | ||
| 3 | Sigma Planning Corp | 11,523 | 216,000 | 7.15% | ||
| 4 | Arete Wealth Advisors, LLC | 11,450 | 215,000 | 7.11% | ||
| 5 | JANE STREET GROUP, LLC | 10,019 | 188,000 | 6.22% | ||
| 6 | Carroll Financial Associates, Inc. | 4,760 | 89,000 | 2.94% | ||
| 7 | MORGAN STANLEY | 4,302 | 81,000 | 2.68% | ||
| 8 | ADVISOR GROUP, INC. | 2,000 | 38,000 | 1.26% | ||
| 9 | ROYAL BANK OF CANADA | 1,940 | 36,000 | 1.19% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 530 | 10,000 | 0.33% | ||
| 11 | IFP ADVISORS, INC | 431 | 8,000 | 0.26% | ||
| 12 | Creative Planning | 412 | 8,000 | 0.26% | ||
| 13 | WELLS FARGO & COMPANY/MN | 201 | 4,000 | 0.13% | ||
| 14 | Financial Architects, Inc | 200 | 4,000 | 0.13% | ||
| 15 | NEXT Financial Group, Inc | 100 | 2,000 | 0.07% | ||
| 16 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 17 | DEUTSCHE BANK AG\ | 469 | 0 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
