| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 990,320 | 21,223,000 | 91.87% | ||
| 2 | Aviance Capital Partners, LLC | 34,790 | 746,000 | 3.23% | ||
| 3 | Stelac Advisory Services LLC | 23,020 | 492,000 | 2.13% | ||
| 4 | Arete Wealth Advisors, LLC | 10,050 | 215,000 | 0.93% | ||
| 5 | B. Riley Wealth Advisors, Inc. | 8,264 | 177,000 | 0.77% | ||
| 6 | MORGAN STANLEY | 7,618 | 163,000 | 0.71% | ||
| 7 | TCI Wealth Advisors, Inc. | 1,508 | 32,000 | 0.14% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,137 | 25,000 | 0.11% | ||
| 9 | Creative Planning | 800 | 17,000 | 0.07% | ||
| 10 | Carroll Financial Associates, Inc. | 300 | 6,000 | 0.03% | ||
| 11 | AMERICAN INTERNATIONAL GROUP, INC. | 200 | 4,286 | 0.02% | ||
| 12 | WELLS FARGO & COMPANY/MN | 2 | 0 | 0.00% | ||
| 13 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
