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UBS AG LONDON BRH
UBS AG LONDON BRH. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 12 Institutional holders with a total value of $7,379,677.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Eos Management, L.P. 149,231 4,278,000 57.97%
2 Aviance Capital Partners, LLC 39,900 1,144,000 15.50%
3 Carroll Financial Associates, Inc. 25,400 728,000 9.86%
4 B. Riley Wealth Advisors, Inc. 37,756 541,785 7.34%
5 MORGAN STANLEY 8,386 240,000 3.25%
6 AMERICAN INTERNATIONAL GROUP, INC. 7,600 217,892 2.95%
7 Stelac Advisory Services LLC 3,565 102,000 1.38%
8 UBS AG 2,393 69,000 0.94%
9 TCI Wealth Advisors, Inc. 1,508 43,000 0.58%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 350 10,000 0.14%
11 MACROVIEW INVESTMENT MANAGEMENT LLC 200 6,000 0.08%
12 WELLS FARGO & COMPANY/MN 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.