| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 567,034 | 9,061,000 | 87.38% | ||
| 2 | Carroll Financial Associates, Inc. | 40,600 | 648,000 | 6.25% | ||
| 3 | Stelac Advisory Services LLC | 13,281 | 211,000 | 2.03% | ||
| 4 | Arete Wealth Advisors, LLC | 12,950 | 207,000 | 2.00% | ||
| 5 | ENVESTNET ASSET MANAGEMENT INC | 5,804 | 93,000 | 0.90% | ||
| 6 | Creative Planning | 4,040 | 65,000 | 0.63% | ||
| 7 | TCI Wealth Advisors, Inc. | 1,508 | 24,000 | 0.23% | ||
| 8 | UBS Group AG | 1,457 | 23,000 | 0.22% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,137 | 19,000 | 0.18% | ||
| 10 | Blume Capital Management, Inc. | 700 | 11,000 | 0.11% | ||
| 11 | IFP ADVISORS, INC | 375 | 6,000 | 0.06% | ||
| 12 | MORGAN STANLEY | 114 | 2,000 | 0.02% | ||
| 13 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 14 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
