| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 929,301 | 20,630,000 | 92.14% | ||
| 2 | Aviance Capital Partners, LLC | 27,679 | 614,000 | 2.74% | ||
| 3 | Stelac Advisory Services LLC | 23,020 | 512,000 | 2.29% | ||
| 4 | JANE STREET GROUP, LLC | 11,148 | 247,000 | 1.10% | ||
| 5 | Arete Wealth Advisors, LLC | 10,950 | 241,000 | 1.08% | ||
| 6 | MORGAN STANLEY | 2,801 | 62,000 | 0.28% | ||
| 7 | TCI Wealth Advisors, Inc. | 1,508 | 33,000 | 0.15% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,137 | 25,000 | 0.11% | ||
| 9 | Creative Planning | 800 | 18,000 | 0.08% | ||
| 10 | Carroll Financial Associates, Inc. | 300 | 7,000 | 0.03% | ||
| 11 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 12 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
