| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 810,991 | 16,504,000 | 89.54% | ||
| 2 | Carroll Financial Associates, Inc. | 34,450 | 701,000 | 3.80% | ||
| 3 | Stelac Advisory Services LLC | 24,712 | 498,000 | 2.70% | ||
| 4 | Aviance Capital Partners, LLC | 19,800 | 403,000 | 2.19% | ||
| 5 | Arete Wealth Advisors, LLC | 12,950 | 264,000 | 1.43% | ||
| 6 | TCI Wealth Advisors, Inc. | 1,508 | 31,000 | 0.17% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,137 | 23,000 | 0.12% | ||
| 8 | WEALTHFRONT CORP | 401 | 8,000 | 0.04% | ||
| 9 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% | ||
| 10 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
