| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Carroll Financial Associates, Inc. | 34,350 | 576,000 | 42.89% | ||
| 2 | Arete Wealth Advisors, LLC | 12,450 | 209,000 | 15.56% | ||
| 3 | Sigma Planning Corp | 11,449 | 192,000 | 14.30% | ||
| 4 | Stelac Advisory Services LLC | 9,897 | 166,000 | 12.36% | ||
| 5 | ENVESTNET ASSET MANAGEMENT INC | 5,804 | 97,000 | 7.22% | ||
| 6 | ROYAL BANK OF CANADA | 1,940 | 33,000 | 2.46% | ||
| 7 | WELLS FARGO & COMPANY/MN | 1,200 | 20,000 | 1.49% | ||
| 8 | Creative Planning | 912 | 15,000 | 1.12% | ||
| 9 | TCI Wealth Advisors, Inc. | 688 | 12,000 | 0.89% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 530 | 9,000 | 0.67% | ||
| 11 | IFP ADVISORS, INC | 414 | 7,000 | 0.52% | ||
| 12 | Financial Architects, Inc | 200 | 3,000 | 0.22% | ||
| 13 | MORGAN STANLEY | 114 | 2,000 | 0.15% | ||
| 14 | WOLVERINE TRADING LP /BD | 117 | 1,957 | 0.15% | ||
| 15 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
