| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 2 | DEUTSCHE BANK AG\ | 79 | 0 | 0.00% | PRN | |
| 3 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 4 | Financial Architects, Inc | 100 | 2,000 | 0.05% | ||
| 5 | Carroll Financial Associates, Inc. | 175 | 3,000 | 0.07% | ||
| 6 | ADVISOR GROUP, INC. | 216 | 5,000 | 0.12% | ||
| 7 | IFP ADVISORS, INC | 465 | 10,000 | 0.24% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 530 | 11,000 | 0.26% | ||
| 9 | ROYAL BANK OF CANADA | 820 | 18,000 | 0.43% | ||
| 10 | MORGAN STANLEY | 4,462 | 97,000 | 2.30% | ||
| 11 | ENVESTNET ASSET MANAGEMENT INC | 5,804 | 126,000 | 2.99% | ||
| 12 | Creative Planning | 6,767 | 147,000 | 3.48% | ||
| 13 | DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN | 10,000 | 217,000 | 5.14% | ||
| 14 | Buffington Mohr McNeal | 10,986 | 238,000 | 5.64% | ||
| 15 | Sigma Planning Corp | 11,635 | 252,000 | 5.97% | ||
| 16 | TWO SIGMA SECURITIES, LLC | 13,207 | 286,000 | 6.78% | ||
| 17 | B. Riley Wealth Advisors, Inc. | 13,826 | 300,000 | 7.11% | ||
| 18 | ALLEGIS INVESTMENT ADVISORS, LLC | 17,305 | 375,000 | 8.89% | ||
| 19 | MARINER INDEPENDENT ADVISOR NETWORK, LLC | 27,619 | 598,000 | 14.17% | ||
| 20 | Stelac Advisory Services LLC | 70,865 | 1,535,000 | 36.37% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
