| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,462,415 | 32,904,000 | 31.39% | ||
| 2 | Advisors Asset Management, Inc. | 854,412 | 19,224,000 | 18.34% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 712,724 | 16,036,000 | 15.30% | ||
| 4 | Invesco Ltd. | 544,771 | 12,257,000 | 11.69% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 244,128 | 5,493,000 | 5.24% | ||
| 6 | UBS AG | 122,902 | 2,765,000 | 2.64% | ||
| 7 | COHEN & STEERS, INC. | 109,002 | 2,453,000 | 2.34% | ||
| 8 | STEPHENS INC /AR/ | 71,035 | 1,598,000 | 1.52% | ||
| 9 | BNP PARIBAS FINANCIAL MARKETS | 62,121 | 1,460,460 | 1.39% | ||
| 10 | WELLS FARGO & COMPANY/MN | 58,188 | 1,309,000 | 1.25% | ||
| 11 | CORNERSTONE ADVISORS INC | 42,850 | 964,000 | 0.92% | ||
| 12 | ROYAL BANK OF CANADA | 40,982 | 922,000 | 0.88% | ||
| 13 | Clearbridge Investments, LLC | 40,200 | 905,000 | 0.86% | ||
| 14 | Commonwealth Equity Services, Inc | 40,212 | 905,000 | 0.86% | ||
| 15 | DOLIVER ADVISORS, LP | 38,871 | 875,000 | 0.83% | ||
| 16 | CITIGROUP INC | 35,979 | 810,000 | 0.77% | ||
| 17 | JPMORGAN CHASE & CO | 34,000 | 765,000 | 0.73% | ||
| 18 | CITY NATIONAL BANK | 31,381 | 706,000 | 0.67% | ||
| 19 | TFS CAPITAL LLC | 25,501 | 574,000 | 0.55% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 25,370 | 571,000 | 0.54% | ||
| 21 | Dorsey & Whitney Trust CO LLC | 14,948 | 336,000 | 0.32% | ||
| 22 | Palouse Capital Management, Inc. | 14,000 | 315,000 | 0.30% | ||
| 23 | WEDBUSH SECURITIES INC | 8,983 | 202,000 | 0.19% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,900 | 200,000 | 0.19% | ||
| 25 | US BANCORP \DE\ | 3,250 | 73,000 | 0.07% | ||
| 26 | D.A. DAVIDSON & CO. | 3,205 | 72,000 | 0.07% | ||
| 27 | DEUTSCHE BANK AG\ | 2,047 | 46,000 | 0.04% | ||
| 28 | BANK OF MONTREAL /CAN/ | 2,000 | 45,000 | 0.04% | ||
| 29 | Creative Planning | 950 | 21,000 | 0.02% | ||
| 30 | Tower Research Capital LLC (TRC) | 221 | 5,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
