| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,154,748 | 14,631,000 | 16.16% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 880,940 | 11,162,000 | 12.33% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 818,796 | 10,374,000 | 11.46% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 818,795 | 10,373,000 | 11.46% | ||
| 5 | Advisors Asset Management, Inc. | 766,173 | 9,707,000 | 10.72% | ||
| 6 | Invesco Ltd. | 518,209 | 6,566,000 | 7.25% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 436,195 | 5,527,000 | 6.11% | ||
| 8 | UBS Group AG | 331,725 | 4,203,000 | 4.64% | ||
| 9 | Raymond James Financial Services Advisors, Inc. | 311,626 | 3,948,000 | 4.36% | ||
| 10 | WELLS FARGO & COMPANY/MN | 260,704 | 3,303,000 | 3.65% | ||
| 11 | SG Americas Securities, LLC | 161,162 | 2,042,000 | 2.26% | ||
| 12 | TERRIL BROTHERS, INC. | 129,615 | 1,611,000 | 1.78% | ||
| 13 | ROYAL BANK OF CANADA | 121,472 | 1,539,000 | 1.70% | ||
| 14 | COHEN & STEERS, INC. | 75,180 | 953,000 | 1.05% | ||
| 15 | Weiss Asset Management LP | 71,581 | 907,000 | 1.00% | ||
| 16 | DOLIVER ADVISORS, LP | 58,156 | 737,000 | 0.81% | ||
| 17 | US BANCORP \DE\ | 36,400 | 461,000 | 0.51% | ||
| 18 | TFS CAPITAL LLC | 35,502 | 450,000 | 0.50% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 30,983 | 393,000 | 0.43% | ||
| 20 | MOSAIC FAMILY WEALTH, LLC | 26,085 | 330,000 | 0.36% | ||
| 21 | Clearbridge Investments, LLC | 25,900 | 328,000 | 0.36% | ||
| 22 | LAUREL WEALTH ADVISORS, INC. | 18,928 | 240,000 | 0.27% | ||
| 23 | WEDBUSH SECURITIES INC | 12,232 | 155,000 | 0.17% | ||
| 24 | STEPHENS INC /AR/ | 11,634 | 147,000 | 0.16% | ||
| 25 | CITIGROUP INC | 11,250 | 143,000 | 0.16% | ||
| 26 | D.A. DAVIDSON & CO. | 7,070 | 89,000 | 0.10% | ||
| 27 | Thomas J. Herzfeld Advisors, Inc. | 6,306 | 80,000 | 0.09% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 2,675 | 34,000 | 0.04% | ||
| 29 | Creative Planning | 1,750 | 22,000 | 0.02% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,360 | 17,000 | 0.02% | ||
| 31 | MSI Financial Services Inc | 1,100 | 14,000 | 0.02% | ||
| 32 | BANK OF MONTREAL /CAN/ | 1,000 | 13,000 | 0.01% | ||
| 33 | DEUTSCHE BANK AG\ | 1,101 | 13,000 | 0.01% | ||
| 34 | PNC FINANCIAL SERVICES GROUP, INC. | 644 | 8,000 | 0.01% | ||
| 35 | Tower Research Capital LLC (TRC) | 450 | 6,000 | 0.01% | ||
| 36 | IFP ADVISORS, INC | 300 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
