| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,156,244 | 21,645,000 | 18.85% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,019,615 | 19,087,000 | 16.63% | ||
| 3 | Advisors Asset Management, Inc. | 709,905 | 13,289,000 | 11.58% | ||
| 4 | UBS Group AG | 638,286 | 11,949,000 | 10.41% | ||
| 5 | Invesco Ltd. | 591,766 | 11,078,000 | 9.65% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 414,799 | 7,765,000 | 6.76% | ||
| 7 | CORNERSTONE ADVISORS INC | 300,904 | 5,633,000 | 4.91% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 187,254 | 3,505,000 | 3.05% | ||
| 9 | 1832 Asset Management L.P. | 185,731 | 3,473,000 | 3.03% | ||
| 10 | TERRIL BROTHERS, INC. | 132,010 | 2,466,000 | 2.15% | ||
| 11 | COHEN & STEERS, INC. | 109,002 | 2,041,000 | 1.78% | ||
| 12 | WELLS FARGO & COMPANY/MN | 108,363 | 2,029,000 | 1.77% | ||
| 13 | DOLIVER ADVISORS, LP | 93,003 | 1,741,000 | 1.52% | ||
| 14 | STEPHENS INC /AR/ | 67,424 | 1,262,000 | 1.10% | ||
| 15 | ROYAL BANK OF CANADA | 47,673 | 892,000 | 0.78% | ||
| 16 | Commonwealth Equity Services, Inc | 42,757 | 800,000 | 0.70% | ||
| 17 | Clearbridge Investments, LLC | 40,900 | 766,000 | 0.67% | ||
| 18 | JPMORGAN CHASE & CO | 34,000 | 636,000 | 0.55% | ||
| 19 | NINE MASTS CAPITAL Ltd | 33,100 | 620,000 | 0.54% | ||
| 20 | CITIGROUP INC | 32,208 | 603,000 | 0.53% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 22,306 | 418,000 | 0.36% | ||
| 22 | CITY NATIONAL BANK | 20,318 | 380,000 | 0.33% | ||
| 23 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 20,100 | 376,000 | 0.33% | ||
| 24 | TFS CAPITAL LLC | 17,511 | 328,000 | 0.29% | ||
| 25 | WEDBUSH SECURITIES INC | 15,991 | 299,000 | 0.26% | ||
| 26 | OPPENHEIMER & CO INC | 16,000 | 299,000 | 0.26% | ||
| 27 | Dorsey & Whitney Trust CO LLC | 14,818 | 277,000 | 0.24% | ||
| 28 | Palouse Capital Management, Inc. | 14,000 | 262,000 | 0.23% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,560 | 216,000 | 0.19% | ||
| 30 | WMS Partners, LLC | 11,264 | 211,000 | 0.18% | ||
| 31 | D.A. DAVIDSON & CO. | 6,505 | 121,000 | 0.11% | ||
| 32 | WOLVERINE ASSET MANAGEMENT LLC | 4,488 | 84,000 | 0.07% | ||
| 33 | Glassman Wealth Services | 3,000 | 56,000 | 0.05% | ||
| 34 | DEUTSCHE BANK AG\ | 2,201 | 41,000 | 0.04% | ||
| 35 | US BANCORP \DE\ | 2,000 | 37,000 | 0.03% | ||
| 36 | BANK OF MONTREAL /CAN/ | 2,000 | 37,000 | 0.03% | ||
| 37 | Sunbelt Securities, Inc. | 1,350 | 25,272 | 0.02% | ||
| 38 | AMERICAN INTERNATIONAL GROUP, INC. | 900 | 16,848 | 0.01% | ||
| 39 | Tower Research Capital LLC (TRC) | 837 | 16,000 | 0.01% | ||
| 40 | Financial Architects, Inc | 509 | 10,000 | 0.01% | ||
| 41 | AllSquare Wealth Management LLC | 500 | 9,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
