| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,196,621 | 15,688,000 | 17.40% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 1,087,689 | 14,260,000 | 15.81% | ||
| 3 | MORGAN STANLEY | 793,514 | 10,403,000 | 11.54% | ||
| 4 | Advisors Asset Management, Inc. | 725,597 | 9,513,000 | 10.55% | ||
| 5 | TERRIL BROTHERS, INC. | 564,271 | 7,398,000 | 8.20% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 528,881 | 6,934,000 | 7.69% | ||
| 7 | WELLS FARGO & COMPANY/MN | 496,182 | 6,505,000 | 7.21% | ||
| 8 | UBS Group AG | 413,141 | 5,416,000 | 6.01% | ||
| 9 | Invesco Ltd. | 238,279 | 3,124,000 | 3.46% | ||
| 10 | ROYAL BANK OF CANADA | 108,685 | 1,425,000 | 1.58% | ||
| 11 | SeaBridge Investment Advisors LLC | 101,480 | 1,330,000 | 1.47% | ||
| 12 | COHEN & STEERS, INC. | 82,257 | 1,078,000 | 1.20% | ||
| 13 | US BANCORP \DE\ | 65,750 | 862,000 | 0.96% | ||
| 14 | Cambridge Investment Research Advisors, Inc. | 60,101 | 788,000 | 0.87% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 51,220 | 672,000 | 0.75% | ||
| 16 | Merriman Wealth Management, LLC | 46,804 | 614,000 | 0.68% | ||
| 17 | DOLIVER ADVISORS, LP | 43,141 | 566,000 | 0.63% | ||
| 18 | Janney Montgomery Scott LLC | 36,785 | 482,000 | 0.53% | ||
| 19 | Raymond James Financial Services Advisors, Inc. | 35,508 | 466,000 | 0.52% | ||
| 20 | LPL Financial LLC | 31,075 | 413,000 | 0.46% | ||
| 21 | CITIGROUP INC | 24,414 | 320,000 | 0.35% | ||
| 22 | MOSAIC FAMILY WEALTH, LLC | 23,184 | 304,000 | 0.34% | ||
| 23 | STIFEL FINANCIAL CORP | 22,267 | 291,000 | 0.32% | ||
| 24 | D.A. DAVIDSON & CO. | 16,476 | 215,000 | 0.24% | ||
| 25 | Clearbridge Investments, LLC | 15,700 | 206,000 | 0.23% | ||
| 26 | LAUREL WEALTH ADVISORS, INC. | 14,178 | 185,000 | 0.21% | ||
| 27 | STEPHENS INC /AR/ | 12,692 | 166,000 | 0.18% | ||
| 28 | GOLDMAN SACHS GROUP INC | 10,684 | 140,000 | 0.16% | ||
| 29 | Dorsey & Whitney Trust CO LLC | 10,153 | 133,000 | 0.15% | ||
| 30 | YORKBRIDGE WEALTH PARTNERS, LLC | 8,535 | 111,000 | 0.12% | ||
| 31 | Glassman Wealth Services | 2,730 | 36,000 | 0.04% | ||
| 32 | BENJAMIN F. EDWARDS & COMPANY, INC. | 2,684 | 35,000 | 0.04% | ||
| 33 | HOLLOWAY WEALTH MANAGEMENT, LLC | 1,400 | 18,000 | 0.02% | PRN | |
| 34 | MSI Financial Services Inc | 1,115 | 15,000 | 0.02% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,060 | 14,000 | 0.02% | ||
| 36 | BANK OF MONTREAL /CAN/ | 1,000 | 13,000 | 0.01% | ||
| 37 | IFP ADVISORS, INC | 1,000 | 13,000 | 0.01% | ||
| 38 | Creative Planning | 950 | 12,000 | 0.01% | ||
| 39 | Financial Architects, Inc | 509 | 7,000 | 0.01% | ||
| 40 | ADVISOR GROUP, INC. | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
