| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,295,024 | 27,144,000 | 20.81% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,071,611 | 22,459,000 | 17.22% | ||
| 3 | Advisors Asset Management, Inc. | 751,084 | 15,743,000 | 12.07% | ||
| 4 | UBS Group AG | 732,074 | 15,344,000 | 11.76% | ||
| 5 | Invesco Ltd. | 659,756 | 13,828,000 | 10.60% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 430,031 | 9,014,000 | 6.91% | ||
| 7 | CORNERSTONE ADVISORS INC | 191,626 | 4,016,000 | 3.08% | ||
| 8 | 1832 Asset Management L.P. | 182,617 | 3,833,000 | 2.94% | ||
| 9 | TERRIL BROTHERS, INC. | 132,510 | 2,797,000 | 2.14% | ||
| 10 | COHEN & STEERS, INC. | 109,002 | 2,285,000 | 1.75% | ||
| 11 | COHEN & STEERS CAPITAL MANAGEMENT INC | 109,002 | 2,285,000 | 1.75% | ||
| 12 | WELLS FARGO & COMPANY/MN | 108,207 | 2,268,000 | 1.74% | ||
| 13 | STEPHENS INC /AR/ | 67,636 | 1,418,000 | 1.09% | ||
| 14 | Commonwealth Equity Services, Inc | 44,512 | 933,000 | 0.72% | ||
| 15 | Clearbridge Investments, LLC | 41,400 | 868,000 | 0.67% | ||
| 16 | ROYAL BANK OF CANADA | 37,020 | 776,000 | 0.59% | ||
| 17 | OTA Financial Group L.P. | 36,456 | 764,000 | 0.59% | ||
| 18 | CITIGROUP INC | 33,989 | 713,000 | 0.55% | ||
| 19 | JPMORGAN CHASE & CO | 34,000 | 713,000 | 0.55% | ||
| 20 | CITY NATIONAL BANK | 21,025 | 441,000 | 0.34% | ||
| 21 | DOLIVER ADVISORS, LP | 20,196 | 423,000 | 0.32% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 18,175 | 381,000 | 0.29% | ||
| 23 | Dorsey & Whitney Trust CO LLC | 15,656 | 328,000 | 0.25% | ||
| 24 | WEDBUSH SECURITIES INC | 14,453 | 303,000 | 0.23% | ||
| 25 | Palouse Capital Management, Inc. | 14,000 | 293,000 | 0.22% | ||
| 26 | TFS CAPITAL LLC | 12,409 | 260,000 | 0.20% | ||
| 27 | OPPENHEIMER & CO INC | 11,750 | 247,000 | 0.19% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,960 | 167,000 | 0.13% | ||
| 29 | D.A. DAVIDSON & CO. | 6,505 | 136,000 | 0.10% | ||
| 30 | Glassman Wealth Services | 3,000 | 63,000 | 0.05% | ||
| 31 | DEUTSCHE BANK AG\ | 2,501 | 52,000 | 0.04% | ||
| 32 | US BANCORP \DE\ | 2,000 | 42,000 | 0.03% | ||
| 33 | BANK OF MONTREAL /CAN/ | 2,000 | 42,000 | 0.03% | ||
| 34 | Creative Planning | 1,250 | 26,000 | 0.02% | ||
| 35 | AMERICAN INTERNATIONAL GROUP, INC. | 900 | 18,864 | 0.01% | ||
| 36 | Financial Architects, Inc | 509 | 11,000 | 0.01% | ||
| 37 | AllSquare Wealth Management LLC | 500 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
