| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,435,498 | 36,461,000 | 27.13% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 893,942 | 22,707,000 | 16.90% | ||
| 3 | Advisors Asset Management, Inc. | 876,534 | 22,264,000 | 16.57% | ||
| 4 | Invesco Ltd. | 643,003 | 16,332,000 | 12.15% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 355,869 | 9,039,000 | 6.73% | ||
| 6 | CORNERSTONE ADVISORS INC | 142,066 | 3,608,000 | 2.68% | ||
| 7 | UBS AG | 124,548 | 3,164,000 | 2.35% | ||
| 8 | COHEN & STEERS, INC. | 109,002 | 2,769,000 | 2.06% | ||
| 9 | NEWGATE CAPITAL MANAGEMENT LLC | 88,313 | 2,243,000 | 1.67% | ||
| 10 | 1832 Asset Management L.P. | 85,000 | 2,160,000 | 1.61% | ||
| 11 | BNP PARIBAS FINANCIAL MARKETS | 68,521 | 1,740,433 | 1.30% | ||
| 12 | WELLS FARGO & COMPANY/MN | 64,095 | 1,628,000 | 1.21% | ||
| 13 | STEPHENS INC /AR/ | 63,320 | 1,608,000 | 1.20% | ||
| 14 | CITY NATIONAL BANK | 50,287 | 1,277,000 | 0.95% | ||
| 15 | Commonwealth Equity Services, Inc | 41,629 | 1,057,000 | 0.79% | ||
| 16 | Clearbridge Investments, LLC | 40,200 | 1,021,000 | 0.76% | ||
| 17 | ROYAL BANK OF CANADA | 39,968 | 1,015,000 | 0.76% | ||
| 18 | CITIGROUP INC | 35,848 | 911,000 | 0.68% | ||
| 19 | JPMORGAN CHASE & CO | 34,000 | 864,000 | 0.64% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 18,136 | 461,000 | 0.34% | ||
| 21 | CAMBRIDGE TRUST CO | 17,930 | 455,000 | 0.34% | ||
| 22 | Dorsey & Whitney Trust CO LLC | 15,163 | 385,000 | 0.29% | ||
| 23 | Palouse Capital Management, Inc. | 14,000 | 356,000 | 0.26% | ||
| 24 | WEDBUSH SECURITIES INC | 13,397 | 340,000 | 0.25% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,907 | 226,000 | 0.17% | ||
| 26 | D.A. DAVIDSON & CO. | 3,205 | 81,000 | 0.06% | ||
| 27 | BANK OF MONTREAL /CAN/ | 2,000 | 51,000 | 0.04% | ||
| 28 | US BANCORP \DE\ | 2,000 | 51,000 | 0.04% | ||
| 29 | DEUTSCHE BANK AG\ | 1,895 | 48,000 | 0.04% | ||
| 30 | Creative Planning | 950 | 24,000 | 0.02% | ||
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 600 | 15,240 | 0.01% | ||
| 32 | Financial Architects, Inc | 509 | 13,000 | 0.01% | ||
| 33 | Tower Research Capital LLC (TRC) | 387 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
