| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,383,929 | 32,674,000 | 21.83% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 994,141 | 23,471,000 | 15.68% | ||
| 3 | UBS Group AG | 809,628 | 19,115,000 | 12.77% | ||
| 4 | Advisors Asset Management, Inc. | 735,081 | 17,355,000 | 11.59% | ||
| 5 | Invesco Ltd. | 693,443 | 16,372,000 | 10.94% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 388,798 | 9,180,000 | 6.13% | ||
| 7 | CORNERSTONE ADVISORS INC | 309,741 | 7,313,000 | 4.89% | ||
| 8 | 1832 Asset Management L.P. | 182,617 | 4,307,000 | 2.88% | ||
| 9 | TERRIL BROTHERS, INC. | 147,510 | 3,483,000 | 2.33% | ||
| 10 | COHEN & STEERS, INC. | 109,002 | 2,574,000 | 1.72% | ||
| 11 | WELLS FARGO & COMPANY/MN | 95,415 | 2,253,000 | 1.51% | ||
| 12 | STEPHENS INC /AR/ | 67,636 | 1,597,000 | 1.07% | ||
| 13 | BNP PARIBAS FINANCIAL MARKETS | 48,677 | 1,149,264 | 0.77% | ||
| 14 | Commonwealth Equity Services, Inc | 41,405 | 978,000 | 0.65% | ||
| 15 | Clearbridge Investments, LLC | 41,400 | 977,000 | 0.65% | ||
| 16 | ROYAL BANK OF CANADA | 39,608 | 935,000 | 0.62% | ||
| 17 | CITIGROUP INC | 36,360 | 859,000 | 0.57% | ||
| 18 | SG Americas Securities, LLC | 34,366 | 811,000 | 0.54% | ||
| 19 | JPMORGAN CHASE & CO | 34,000 | 803,000 | 0.54% | ||
| 20 | CITY NATIONAL BANK | 22,345 | 528,000 | 0.35% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 19,093 | 451,000 | 0.30% | ||
| 22 | CAMBRIDGE TRUST CO | 17,730 | 419,000 | 0.28% | ||
| 23 | Dorsey & Whitney Trust CO LLC | 15,505 | 366,000 | 0.24% | ||
| 24 | WEDBUSH SECURITIES INC | 14,376 | 339,000 | 0.23% | ||
| 25 | Palouse Capital Management, Inc. | 14,000 | 331,000 | 0.22% | ||
| 26 | Homrich & Berg | 13,100 | 309,000 | 0.21% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,460 | 223,000 | 0.15% | ||
| 28 | D.A. DAVIDSON & CO. | 6,505 | 153,000 | 0.10% | ||
| 29 | Glassman Wealth Services | 3,000 | 71,000 | 0.05% | ||
| 30 | DEUTSCHE BANK AG\ | 2,701 | 63,000 | 0.04% | ||
| 31 | BANK OF MONTREAL /CAN/ | 2,000 | 47,000 | 0.03% | ||
| 32 | US BANCORP \DE\ | 2,000 | 47,000 | 0.03% | ||
| 33 | Creative Planning | 1,250 | 30,000 | 0.02% | ||
| 34 | NATIONAL PLANNING CORP | 1,295 | 28,166 | 0.02% | ||
| 35 | AMERICAN INTERNATIONAL GROUP, INC. | 900 | 21,249 | 0.01% | ||
| 36 | Financial Architects, Inc | 509 | 12,000 | 0.01% | ||
| 37 | AllSquare Wealth Management LLC | 500 | 12,000 | 0.01% | ||
| 38 | Stratos Wealth Partners, LTD. | 475 | 11,215 | 0.01% | ||
| 39 | Catalyst Capital Advisors LLC | 372 | 9,000 | 0.01% | ||
| 40 | WESTPORT RESOURCES MANAGEMENT INC | 200 | 5,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
