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First Trust United Kingdom AlphaDEXR ETF
First Trust United Kingdom AlphaDEXR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 15 Institutional holders with a total value of $32,626,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 327,301 14,146,000 43.36%
2 ACG Wealth 130,095 5,623,000 17.23%
3 ROYAL BANK OF CANADA 51,558 2,228,000 6.83%
4 RAYMOND JAMES & ASSOCIATES 43,906 1,898,000 5.82%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 40,634 1,756,000 5.38%
6 CITIGROUP INC 40,020 1,730,000 5.30%
7 JPMORGAN CHASE & CO 38,190 1,651,000 5.06%
8 AMERIPRISE FINANCIAL INC 17,290 747,000 2.29%
9 JANE STREET GROUP, LLC 16,620 718,000 2.20%
10 LPL Financial LLC 13,677 591,000 1.81%
11 COOKSON PEIRCE & CO INC 13,000 562,000 1.72% SH
12 STIFEL FINANCIAL CORP 12,110 523,000 1.60%
13 DEUTSCHE BANK AG\ 6,939 299,000 0.92%
14 BANK OF AMERICA CORP /DE/ 3,055 132,000 0.40%
15 UBS AG 499 22,000 0.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.