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First Trust United Kingdom AlphaDEXR ETF
First Trust United Kingdom AlphaDEXR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 29 Institutional holders with a total value of $341,538,453.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 4,357,214 189,495,000 55.48%
2 F-Squared Investment Management, LLC 1,425,261 61,985,000 18.15%
3 MORGAN STANLEY 414,855 18,042,000 5.28%
4 ATWOOD & PALMER INC 328,504 14,287,000 4.18%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 326,479 14,199,000 4.16%
6 WELLS FARGO & COMPANY/MN 303,340 13,192,000 3.86%
7 ACG Wealth 153,007 6,654,000 1.95%
8 UBS Group AG 124,008 5,393,000 1.58%
9 BLUE CREEK INVESTMENT PARTNERS, LLC 95,339 4,267,000 1.25%
10 RAYMOND JAMES & ASSOCIATES 64,600 2,809,000 0.82%
11 LifePlan Financial Group, Inc 44,573 1,938,000 0.57%
12 ROYAL BANK OF CANADA 42,989 1,870,000 0.55%
13 BANK OF AMERICA CORP /DE/ 34,283 1,491,000 0.44%
14 JPMORGAN CHASE & CO 29,540 1,285,000 0.38%
15 ENVESTNET ASSET MANAGEMENT INC 21,156 920,000 0.27%
16 Janney Montgomery Scott LLC 20,084 873,453 0.26%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 14,291 622,000 0.18%
18 CITADEL ADVISORS LLC 13,832 602,000 0.18%
19 LPL Financial LLC 12,251 527,000 0.15%
20 OLD MISSION CAPITAL LLC 11,496 500,000 0.15%
21 BB&T SECURITIES, LLC 7,570 329,000 0.10%
22 FLOW TRADERS U.S. LLC 2,380 104,000 0.03%
23 Transamerica Financial Advisors, LLC 1,781 78,000 0.02%
24 CITIGROUP INC 698 30,000 0.01%
25 MSI Financial Services Inc 415 18,000 0.01%
26 PNC FINANCIAL SERVICES GROUP, INC. 286 12,000 0.00%
27 WFG Advisors, LP 249 11,000 0.00%
28 Beacon Capital Management, Inc. 104 5,000 0.00%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.