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First Trust United Kingdom AlphaDEXR ETF
First Trust United Kingdom AlphaDEXR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 21 Institutional holders with a total value of $17,127,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ACG Wealth 146,107 4,779,000 27.90%
2 HighTower Advisors, LLC 142,811 4,676,000 27.30%
3 MORGAN STANLEY 41,678 1,363,000 7.96%
4 JANE STREET GROUP, LLC 38,570 1,262,000 7.37%
5 SG Americas Securities, LLC 30,157 991,000 5.79%
6 CITADEL ADVISORS LLC 28,502 936,000 5.47%
7 ROYAL BANK OF CANADA 28,018 916,000 5.35%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,628 678,000 3.96%
9 WELLS FARGO & COMPANY/MN 13,451 440,000 2.57%
10 BENJAMIN F. EDWARDS & COMPANY, INC. 10,828 354,000 2.07%
11 Virtu KCG Holdings LLC 10,111 331,000 1.93%
12 BANK OF AMERICA CORP /DE/ 7,265 238,000 1.39%
13 UBS Group AG 1,952 64,000 0.37%
14 IFP ADVISORS, INC 1,332 44,000 0.26%
15 MSI Financial Services Inc 719 24,000 0.14%
16 JPMORGAN CHASE & CO 378 12,000 0.07%
17 WFG Advisors, LP 259 8,000 0.05%
18 PNC FINANCIAL SERVICES GROUP, INC. 221 7,000 0.04%
19 Gradient Investments LLC 107 3,000 0.02%
20 CRIBSTONE CAPITAL MANAGEMENT, LLC 42 1,000 0.01%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.