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First Trust United Kingdom AlphaDEXR ETF
First Trust United Kingdom AlphaDEXR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 25 Institutional holders with a total value of $69,754,046.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEUTSCHE BANK AG\ 421,013 16,550,000 23.73%
2 FIRST TRUST ADVISORS LP 285,704 11,231,000 16.10%
3 MORGAN STANLEY 263,605 10,362,000 14.86%
4 ATWOOD & PALMER INC 241,380 9,489,000 13.60%
5 ACG Wealth 140,695 5,531,000 7.93%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 76,536 3,009,000 4.31%
7 JANE STREET GROUP, LLC 64,111 2,520,000 3.61%
8 BANK OF AMERICA CORP /DE/ 58,609 2,304,000 3.30%
9 WELLS FARGO & COMPANY/MN 53,165 2,090,000 3.00%
10 RAYMOND JAMES & ASSOCIATES 29,696 1,167,000 1.67%
11 ROYAL BANK OF CANADA 29,560 1,162,000 1.67%
12 JPMORGAN CHASE & CO 24,415 960,000 1.38%
13 STIFEL FINANCIAL CORP 20,321 799,000 1.15%
14 AMERIPRISE FINANCIAL INC 17,670 695,000 1.00%
15 Janney Montgomery Scott LLC 15,717 617,835 0.89%
16 UBS Group AG 14,595 574,000 0.82%
17 OLD MISSION CAPITAL LLC 9,886 389,000 0.56%
18 SG Americas Securities, LLC 5,000 197,000 0.28%
19 Clal Insurance Enterprises Holdings Ltd 1,294 51,000 0.07%
20 MANAGED ACCOUNT ADVISORS LLC 817 32,000 0.05%
21 MSI Financial Services Inc 285 11,000 0.02%
22 Winslow, Evans & Crocker, Inc. 140 5,504 0.01%
23 Stratos Wealth Partners, LTD. 100 3,931 0.01%
24 NATIONAL PLANNING CORP 100 3,776 0.01%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.