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First Trust United Kingdom AlphaDEXR ETF
First Trust United Kingdom AlphaDEXR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 31 Institutional holders with a total value of $196,548,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 3,432,177 137,774,000 70.10%
2 WELLS FARGO & COMPANY/MN 277,350 11,133,000 5.66%
3 MORGAN STANLEY 248,988 9,995,000 5.09%
4 ATWOOD & PALMER INC 169,706 6,812,000 3.47%
5 ACG Wealth 152,921 6,139,000 3.12%
6 SG Americas Securities, LLC 122,307 4,910,000 2.50%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 115,275 4,633,000 2.36%
8 BANK OF AMERICA CORP /DE/ 59,001 2,368,000 1.20%
9 UBS Group AG 55,963 2,246,000 1.14%
10 Virtu KCG Holdings LLC 52,146 2,093,000 1.06%
11 CITADEL ADVISORS LLC 37,031 1,488,000 0.76%
12 RAYMOND JAMES & ASSOCIATES 24,705 992,000 0.50%
13 ROYAL BANK OF CANADA 23,085 927,000 0.47%
14 LPL Financial LLC 20,896 827,000 0.42%
15 OLD MISSION CAPITAL LLC 20,348 817,000 0.42%
16 Janney Montgomery Scott LLC 19,464 781,000 0.40%
17 JANE STREET GROUP, LLC 17,107 687,000 0.35%
18 BLUE CREEK INVESTMENT PARTNERS, LLC 16,298 654,000 0.33%
19 BENJAMIN F. EDWARDS & COMPANY, INC. 13,635 547,000 0.28%
20 BB&T SECURITIES, LLC 6,308 253,000 0.13%
21 JPMORGAN CHASE & CO 6,259 252,000 0.13%
22 FLOW TRADERS U.S. LLC 2,280 92,000 0.05%
23 MSI Financial Services Inc 1,462 59,000 0.03%
24 CITIGROUP INC 924 37,000 0.02%
25 PNC FINANCIAL SERVICES GROUP, INC. 288 12,000 0.01%
26 WFG Advisors, LP 253 10,000 0.01%
27 Tower Research Capital LLC (TRC) 157 6,000 0.00%
28 Gradient Investments LLC 107 4,000 0.00%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%
30 IFP ADVISORS, INC 7 0 0.00%
31 PROFICIO CAPITAL PARTNERS LLC 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.